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Litigation Releases - Fourth Quarter 1996

Current Litigation Releases

Archives: 1995-2004

Release No.DateAction
LR-15202 Dec. 30, 1996 Nicholas A. Rudi, Public Capital Advisors, Inc., Joseph C. Salema, George L. Tuttle, Jr., and Alexander S.Williams
LR-15201 Dec. 30, 1996 Theta Group L.L.C., Shadowstone Partners I, L.L.C., Scott S. Bell and R. Scot Rubel
LR-15200 Dec. 30, 1996 Marguerite Lenfest's
LR-15199 Dec. 26, 1996 Richard M. Simonson
LR-15198 Dec. 26, 1996 Rehan Malik
LR-15197 Dec. 19, 1996 Oscar William Olson, Jr.
LR-15196 Dec. 19, 1996 Blythe Olin Selden and Shiawassee Shores Retirement Park, Inc.
LR-15195 Dec. 19, 1996 Lynn Roy Oyler
LR-15194 Dec. 19, 1996 Lancaster Broadcasting Partners, Raymond P. O'Connor and R.P. O'Connor and Associates, Inc.
LR-15193 Dec. 19, 1996 Mark S. Ferber
LR-15192 Dec. 18, 1996 Michael Donald McGahee
LR-15191 Dec. 18, 1996 Michael R. Warren
LR-15190 Dec. 18, 1996 Parris H. Holmes, Jr.
LR-15189 Dec. 18, 1996 Morris Dabah, Robert Reiss, Stanley A. Greenstein and David Keery
LR-15188 Dec. 16, 1996 Michael Levine
LR-15187 Dec. 16, 1996 Bernard F. Bradstreet and Thomas E. Campbell
LR-15186 Dec. 12, 1996 Hugh Keith and Stephen Wolis
LR-15185 Dec. 12, 1996 Nancy Ellis Davis, Jack Weinstein, Nancy Weinstein, Adobe Galleries Inc. d/b/a Tower of Jewels, Loretta Davis, Barclay Davis, William Daw, Sonya Daw, Mary Jane Hubbard, David Goldstein, Starlog Franchise Corp., Hope Associates, L.L.C., Michael Michaelson, Raymond J. Markman, Herman Rush, Mark Savel, George Holsten, J.S. Holdings, Inc., Jeffrey Szur, Lynda Lou Kane, also known as Lynda Lou Kraft, and Investors Associates, Inc.
LR-15184 Dec. 12, 1996 Georgia Pooley Helliwell
LR-15183 Dec. 11, 1996 Environmental Chemicals Group, Inc., Curtis A. Younts, Jr., Calvin Shenkir, Jr. and Calvin Moerbe
LR-15182 Dec. 10, 1996 Met Capital Corporation and Jeffrey Hackman
LR-15181 Dec. 9, 1996 R. E. Anderson Cain
LR-15180 Dec. 9, 1996 Charles Brumfield
LR-15179 Dec. 6, 1996 Thomas S. Mackie, Jr.
LR-15178 Dec. 6, 1996 Pleasure Time, Inc., Minette Acra Kelly, Minette Acra Kelly (Acra), and Richard A. Welch
LR-15177 Dec. 5, 1996 Gerald P. Hirsch and Churchill Securities, Inc.
LR-15176 Dec. 4, 1996 Gerald P. Hirsch and Churchill Securities, Inc.
LR-15175 Dec. 3, 1996 Robert C. Cowan and Cowan Asset Management, Inc.
LR-15174 Dec. 3, 1996 William Dennis Brosseau
LR-15173 Dec. 3, 1996 Randy Glad and Howard Ray
LR-15172 Dec. 3, 1996 Paul B. Kravitz
LR-15171 Dec. 2, 1996 Brett L. Bouchy and Richard C. Whelan
LR-15170 Dec. 2, 1996 Mitchell S. Rosenthal
LR-15169 Dec. 2, 1996 Howard S. Hoover, Jr.
LR-15168 Nov. 26, 1996 Gateways to Space, Inc.
LR-15167 Nov. 26, 1996 American Education Corporation
LR-15166 Nov. 25, 1996 Hyannis Trading Advisors, Inc., Jeremiah J. Hegarty and Michael P. Hegarty
LR-15164 Nov. 21, 1996 Montedison, S.p.A.
LR-15163 Nov. 21, 1996 Joseph A. Bremont, Comcar International, Ltd., Commercial Capital Resources, Inc., and Jimmy B. Sanchez
LR-15162 Nov. 20, 1996 Robert Clifford Cowan
LR-15161 Nov. 20, 1996 Philip S. Sindler
LR-15160 Nov. 20, 1996 CS First Boston Corporation, Jerry L. Nowlin and Douglas S. Montague
LR-15159 Nov. 19, 1996 Teresa V. Fernandez
LR-15158 Nov. 14, 1996 Richard Beckwitt
LR-15157 Nov. 13, 1996 Christopher K. Bagdasarian
LR-15156 Nov. 13, 1996 Peter Buccheri and David S. Weil
LR-15155 Nov. 12, 1996 Peter Appleton Jones
LR-15154 Nov. 7, 1996 Robert C.Cowan, CS Investments Trust, and Cowan Asset Management, Inc.
LR-15153 Nov. 7, 1996 Charles O. Huttoe, Huttoe & Associates, Inc., Word Corporation, National Trading Services, Inc., Karen Purvis, Tammy Jo Perkins, Josephine Brooks, SGA Goldstar Research Inc., Theodore R. Melcher, Jr., Shannon B. Terry, Systems of Excellence, Inc., Alpha Securities Ltd., and Dunbar Holdings Ltd
LR-15152 Nov. 7, 1996 W. Ralph Wills, III and ProFinancial Advisors, Inc.
LR-15151 Nov. 5, 1996 Frederick Aug.us Moran
LR-15150 Nov. 5, 1996 Consumer Plus, L.C., Palmer Research and Development and David R. Palmer
LR-15149 Nov. 5, 1996 Shaner & Company, Inc., and Mark Shaner
LR-15148 Nov. 5, 1996 George J. Handgis
LR-15147 Nov. 4, 1996 Gary V. Lewellyn
LR-15146 Nov. 4, 1996 Paul A. Bilzerian
LR-15145 Nov. 4, 1996 John Glen Kendall
LR-15144 Nov. 4, 1996 Michael W. Crow and Peter F. Kuebler
LR-15143 Nov. 1, 1996 Shahryar Soroosh
LR-15142Nov. 1, 1996 Michael J. Colello
LR-15141Oct. 30, 1996 Shahryar Soroosh
LR-15140Oct. 29, 1996 John F. D'Acquisto, D'Acquisto Financial Group, Inc., Doubleday Trust and Thomas F. Goodman
LR-15139Oct. 29, 1996 Scott A. Frye
LR-15138Oct. 29, 1996 Frank S. Colin
LR-15137Oct. 29, 1996 Balance for Life, Inc., and Richard K. Steele, Sr.
LR-15136 Oct. 25, 1996 Joseph Polichemi, Lyle Neal, Oscar William Olson, Jr., and Charles Padilla
LR-15135 Oct. 24, 1996 Harry Watson, Tracy French and Deltaur Partners
LR-15134 Oct. 23, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish and Robert J. Struth
LR-15133 Oct. 22, 1996 Darrell Sandy Marsh
LR-15132 Oct. 22, 1996 Benjamin Franklin Bush, III and Ben Bush Investment Management, Inc.
LR-15131 Oct. 22, 1996 James M. Gleason, Michael C. Booth, Timothy M. Choquette and Jeff R. Urbach
LR-15130 Oct. 21, 1996 James G. Freeman
LR-15129 Oct. 21, 1996 Don Haywood Pace
LR-15128 Oct. 21, 1996 Mark J. Aronds and Michael J. Garzoni
LR-15127 Oct. 18, 1996 Berbun Associates, Inc. and Donald Bunsis
LR-15126 Oct. 18, 1996 Michael Jonsson and Objective Invest Holding S.A.
LR-15125 Oct. 16, 1996 Peter M. Harrington
LR-15124 Oct. 16, 1996 Healthcare Services Group, Inc., Daniel P. McCartney, Thomas A. Cook and Melvyn B. Mason
LR-15123 Oct. 15, 1996 George A. Rotelli
LR-15122 Oct. 15, 1996 Kent Ahrens
LR-15121 Oct. 15, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish, Robert J. Struth and R. Stephen Edgel
LR-15120 Oct. 11, 1996 Bruce Franklin
LR-15119 Oct. 11, 1996 Frank P. Zitkevitz and Charles S. Christopher
LR-15118 Oct. 11, 1996 James W. Adams
LR-15117 Oct. 11, 1996 James S. Faller, II, and Rolan Colon
LR-15116 Oct. 9, 1996 Richard Bertoli and Richard Cannistraro
LR-15115 Oct. 9, 1996 Frederick L. Cameron
LR-15114 Oct. 9, 1996 Axiom Security Solutions, Inc. and Paul L. Parshall
LR-15113 Oct. 8, 1996 Robert F. Doviak, II
LR-15112 Oct. 7, 1996 James Russell Cleveland
LR-15111 Oct. 7, 1996 Kenneth E. Edwards, Roger S. Chedester, Donald E. Luna, A.R. Grant Morehouse and First American Companies, Inc.
LR-15110 Oct. 4, 1996 Anthony Sarivola and Donna Sarivola
LR-15109 Oct. 4, 1996 Grant R. Curtis, Leo J. Mangan, Timothy M. Masley, Pedro Gomez, Ray Irangy, James W. Nearen
LR-15108 Oct. 3, 1996 Michael Tropiano
LR-15107 Oct. 3, 1996 Ronald A. Monzione, James D. Rocco and Arthur R. Lapka
LR-15106Oct. 3, 1996 Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz; Robert R. Parrish, Robert J. Struth, R. Stephen Edgel;
LR-15105 Oct. 2, 1996 Gary W. Berus, Patricia S. Gale, Robert W. Harper (Harper) and Nancy A. Swoffer
LR-15104 Oct. 2, 1996 Joseph P. Medsker, Unified Financial Services Agency Corp. and Unified Financial Services Advisory Corp.
LR-15103 Oct. 2, 1996 John W. Walsh, Jr., InterCap Monitoring Corporation, Security Data Group, Inc., InterCap Monitoring Income Funds IV-A, B, C, and D, Ltd., InterCap Monitoring Income Funds V and V-B, Ltd
LR-15102 Oct. 1, 1996 The AppleTree Companies, Inc., Michael H. Salit, David B. Lobel, Paul B. Kravitz and W. Scott Long III
LR-15101 Oct. 1, 1996 Benjamin Franklin Bush, III and Ben Bush Investment Management, Inc.
LR-15100 Oct. 3, 1996 Casey Abe, Calbert Abe, Patricia Abe, Denise Abe F/K/A/ Denise Miyasato, Gladys Tengan and Lena Lynch

http://www.sec.gov/litigation/litreleases/lit4q96.shtml


Modified: 02/14/2005