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Litigation Releases - Third Quarter 2004
| Release No. |
Date |
Action |
| LR-18915 |
Sep. 30, 2004 |
Matthew M. Chiang
Other Release No.: AAER-2118 |
| LR-18914 |
Sep. 30, 2004 |
Jerry S. Chang
Other Release No.: AAER-2117 |
| LR-18913 |
Sep. 30, 2004 |
Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen
Other Release No.: AAER-2116 |
| LR-18912 |
Sep. 29, 2004 |
James R. Jensen |
| LR-18911 |
Sep. 29, 2004 |
Donald M. Fitzpatrick and Thomas R. Stitt
Other Release No.: AAER-2114 |
| LR-18910 |
Sep. 29, 2004 |
Marcy Wilson Roke
Other Release No.: AAER-2115 |
| LR-18909 |
Sep. 29, 2004 |
Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant
|
| LR-18908 |
Sep. 28, 2004 |
Don-Allen Ruttenberg
Other Release No.: AAER-2113 |
| LR-18907 |
Sep. 28, 2004 |
Gary Van Waeyenberghe, et al. |
| LR-18906 |
Sep. 28, 2004 |
Mark Kelly, Martin Angel, John R. Buck and Chad Latvaaho |
| LR-18905 |
Sep. 28, 2004 |
Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione
Other Release No.: AAER-2112 |
| LR-18904 |
Sep. 28, 2004 |
Michael Martin and Malcolm E. McVay
Other Release No.: AAER-2111 |
| LR-18903 |
Sep. 28, 2004 |
Sushil K. Garg and Garg Data International, Inc.
Other Release No.: AAER-2110 |
| LR-18902 |
Sep. 28, 2004 |
Linda Ensor, et al. |
| LR-18901 |
Sep. 28, 2004 |
Von Christopher Cummings, et al.
|
| LR-18900 |
Sep. 28, 2004 |
Phong Nguyen and Chanh Nguyen |
| LR-18899 |
Sep. 27, 2004 |
William L. Atkinson, II and James R. Walker
|
| LR-18898 |
Sep. 24, 2004 |
Manoucher Sarbaz, et al. |
| LR-18897 |
Sep. 24, 2004 |
David M. Grey |
| LR-18896 |
Sep. 24, 2004 |
James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr.
Other Release No.: AAER-2109 |
| LR-18895 |
Sep. 23, 2004 |
Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron |
| LR-18894 |
Sep. 23, 2004 |
Stanley Awdisho, Michael Kundrat and Kristopher Smolinski |
| LR-18893 |
Sep. 23, 2004 |
Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young |
| LR-18892 |
Sep. 22, 2004 |
House Asset Management, L.L.C., House Edge, L.P., Paul J. House, And Brandon R. Moore, |
| LR-18891 |
Sep. 22, 2004 |
Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin |
| LR-18890 |
Sep. 20, 2004 |
iShopNoMarkup.com, Inc., et al. |
| LR-18889 |
Sep. 17, 2004 |
Eric I. Tsao |
| LR-18888 |
Sep. 16, 2004 |
A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants)
Other Release No.: AAER-2105 |
| LR-18887 |
Sep. 16, 2004 |
Converge Global, Inc. |
| LR-18886 |
Sep. 15, 2004 |
First United Financial Group, LLC |
| LR-18885 |
Sep. 15, 2004 |
Ed Johnson and Merl Holdings Inc.com
Other Release No.: AAER-2104 |
| LR-18884 |
Sep. 14, 2004 |
Dean Foods Company and John D. Robinson; Kemps LLC f/k/a Marigold Foods LLC, James Green and Christopher Thorpe; Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt; John K. Adams; and Bruce Keith Jensen |
| LR-18883 |
Sep. 14, 2004 |
Rodney E. Dausch and Thomas O. Oesterling |
| LR-18882 |
Sep. 13, 2004 |
National Institute Companies of America, Inc., et al. |
| LR-18881 |
Sep. 10, 2004 |
Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams |
| LR-18880 |
Sep. 10, 2004 |
Clayton Chan, Gregory Antoniono and Geoffrey Infeld
Other Release No.: AAER-2095 |
| LR-18879 |
Sep. 10, 2004 |
Michael B. Johnson, Michael Johnson & Co., Llc, David C. Skinner, Jr. And American Television And Film Company F/K/A Winners Internet Network, Inc.
Other Release No.: AAER-2096 |
| LR-18878 |
Sep. 10, 2004 |
Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., Defendants, and Karen E. Montana, Relief Defendant |
| LR-18877 |
Sep. 9, 2004 |
Donna Yun and Jerry Burch |
| LR-18876 |
Sep. 9, 2004 |
Peter Roor (individually and d/b/a Oxford Savings Club, Ltd. and Manumit Unlimited), Ronald L. Templin (individually and d/b/a American Leadership Network, Saratoga Holdings LLC, Secured Private Placements, The 650 Club, Internet Marketing Partners and Private Party Loan Program), and Laurie Elizabeth Weiss |
| LR-18875 |
Sep. 9, 2004 |
Gary L. Mcnaughton, Individually and D/B/A The Haven Equity Company, and Andrew K. Lech |
| LR-18874 |
Sep. 9, 2004 |
Sidney Johnson |
| LR-18873 |
Sep. 9, 2004 |
Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet
|
| LR-18872 |
Sep. 8, 2004 |
RC Investment Corp., Pinnacle Investment Corp., Robert A. Coberly, Jr., and Curtis D. Somoza
|
| LR-18871 |
Sep. 8, 2004 |
John Gorman and Patrick Gentile
Other Release No.: AAER-2094 |
| LR-18870 |
Sep. 3, 2004 |
Robert Papalia and David L. Hunter |
| LR-18869 |
Sep. 2, 2004 |
ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant |
| LR-18868 |
Sep. 2, 2004 |
Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P. |
| LR-18867 |
Sep. 2, 2004 |
Bristol-Myers Squibb Company |
| LR-18866 |
Sep. 2, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser |
| LR-18865 |
Sep. 2, 2004 |
Schield Management Company and Marshall L. Schield |
| LR-18864 |
Sep. 1, 2004 |
Cavanagh, et al. |
| LR-18863 |
Sep. 1, 2004 |
Eric L. Mattson and James W. Harris
Other Release No.: AAER-2092 |
| LR-18862 |
Aug. 31, 2004 |
Kevin P. Hannon, et al.
Other Release No.: AAER-2091 |
| LR-18861 |
Aug. 31, 2004 |
Colin Nathanson, Individually And Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., Nettel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc. |
| LR-18860 |
Aug. 30, 2004 |
Kimberly J. Carrella, et al. |
| LR-18859 |
Aug. 27, 2004 |
George Carapella and Alan S. Lipstein |
| LR-18858 |
Aug. 26, 2004 |
Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo |
| LR-18857 |
Aug. 26, 2004 |
U.S. Technologies, Inc. And C. Gregory Earls
Other Release No.: AAER-2090 |
| LR-18856 |
Aug. 26, 2004 |
Blake A. Prater and Wellspring Capital Group, Inc. |
| LR-18855 |
Aug. 26, 2004 |
Thomas Weisel Partners LLC |
| LR-18854 |
Aug. 26, 2004 |
Deutsche Bank Securities Inc. |
| LR-18853 |
Aug. 25, 2004 |
Haligiannis, et al. |
| LR-18852 |
Aug. 25, 2004 |
Mojave Valley Resort, Inc. and Mark A. Temple |
| LR-18851 |
Aug. 25, 2004 |
Aurora Foods, Inc., et al.
Other Release No.: AAER-2089 |
| LR-18850 |
Aug. 25, 2004 |
JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin
|
| LR-18849 |
Aug. 25, 2004 |
Mark E. Koenig
Other Release No.: AAER-2088 |
| LR-18848 |
Aug. 24, 2004 |
Athena Diaz
Other Release No.: AAER-2087 |
| LR-18847 |
Aug. 24, 2004 |
Autocorp Equities, Inc. et al. |
| LR-18846 |
Aug. 24, 2004 |
John Patrucco |
| LR-18845 |
Aug. 24, 2004 |
Scott B. Kaye, et al. |
| LR-18844 |
Aug. 24, 2004 |
Royal Dutch Petroleum Company and The "Shell" Transport and Trading Company, p.l.c.
Other Release No.: AAER-2086 |
| LR-18843 |
Aug. 23, 2004 |
Kenneth K. Livesay, et al.
Other Release No.: AAER-2083 |
| LR-18842 |
Aug. 23, 2004 |
Piranha, Inc., et al.
Other Release No.: AAER-2084 |
| LR-18841 |
Aug. 23, 2004 |
Internet Broadcast Group, et al. |
| LR-18840 |
Aug. 19, 2004 |
Lines Overseas Management, Ltd., and Scott Lines |
| LR-18839 |
Aug. 19, 2004 |
Upshaw and Associates, L.L.C. et al. |
| LR-18838 |
Aug. 19, 2004 |
Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson |
| LR-18837 |
Aug. 18, 2004 |
Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano |
| LR-18836 |
Aug. 18, 2004 |
Gary M. Kornman |
| LR-18835 |
Aug. 18, 2004 |
Peter Warren and Exo-Brain, Inc. (Formerly E-Brain Solutions, LLC) |
| LR-18834A |
Aug. 25, 2004 |
Vaso Active Pharmaceuticals, Inc. |
| LR-18834 |
Aug. 17, 2004 |
Vaso Active Pharmaceuticals, Inc. |
| LR-18833 |
Aug. 16, 2004 |
Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck |
| LR-18832 |
Aug. 13, 2004 |
Derrick S. Mckinley |
| LR-18831 |
Aug. 12, 2004 |
Haligiannis, et al. |
| LR-18830 |
Aug. 12, 2004 |
Bradley T. Smith, Continental Midwest Financial, Inc., Bankstock Investment Partners, LP, Scioto National, Inc. and Bancshareholders of America, Inc. |
| LR-18829 |
Aug. 12, 2004 |
William A. DiBella and North Cove Ventures, LLC |
| LR-18828 |
Aug. 11, 2004 |
Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg |
| LR-18827 |
Aug. 11, 2004 |
Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike
|
| LR-18826 |
Aug. 10, 2004 |
Peter C. Boylan
Other Release No.: AAER-2081 |
| LR-18825 |
Aug. 10, 2004 |
Autocorp Equities, Inc. |
| LR-18824 |
Aug. 9, 2004 |
Anthony P. Postiglione, Jr., et al. |
| LR-18823 |
Aug. 9, 2004 |
Scott C. Anixter, et al.
Other Release No.: AAER-2077 |
| LR-18822 |
Aug. 6, 2004 |
Bristol-Myers Squibb Company
Other Release No.: AAER-2080 |
| LR-18821 |
Aug. 6, 2004 |
Autocorp Equities, Inc. |
| LR-18820 |
Aug. 4, 2004 |
Bristol-Myers Squibb Company
Other Release No.: AAER-2075 |
| LR-18819 |
Aug. 3, 2004 |
Michael J. Mccloskey, Rance C. Miles, Luis E. Vallejo, and Daniel Harris |
| LR-18818 |
Aug. 3, 2004 |
William F. Buettner, Mark D. Kirstein and Amy S. Frazier
Other Release Nos.: AAER-2073 |
| LR-18817 |
Aug. 3, 2004 |
Gary V. Morris, Halliburton Company and Robert Charles Muchmore, Jr.
Other Release Nos.: 34-50137, 33-8452, AAER-2074 |
| LR-18816 |
Aug. 2, 2004 |
Anthony P. Postiglione, Jr., et al. |
| LR-18815 |
Jul. 30, 2004 |
Kenneth D. Rice, et al.
Other Release No.: AAER-2068 |
| LR-18814 |
Jul. 30, 2004 |
Wulf International Ltd. and George R. Wulf |
| LR-18813 |
Jul. 29, 2004 |
W.L. Ware Enterprises, Inc., et al. and Warren L. Ware |
| LR-18812 |
Jul. 29, 2004 |
KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle |
| LR-18811 |
Jul. 29, 2004 |
Enrico Cortesano |
| LR-18810 |
Jul. 29, 2004 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser |
| LR-18809 |
Jul. 29, 2004 |
Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
Other Release No.: AAER-2066 |
| LR-18808 |
Jul. 29, 2004 |
Philip R. Gratz |
| LR-18807 |
Jul. 29, 2004 |
World Class Limousines, Inc., and 1-800-GET-LIMO, Inc and Anthony P. Caliendo, Jr. |
| LR-18806 |
Jul. 29, 2004 |
Kenneth F. Kryzda |
| LR-18805 |
Jul. 28, 2004 |
Donna Yun & Jerry Burch |
| LR-18804 |
Jul. 28, 2004 |
Drake Tempest |
| LR-18803 |
Jul. 28, 2004 |
Parmalat Finanziaria, S.p.A.
Other Release No.: AAER-2065 |
| LR-18802 |
Jul. 27, 2004 |
Gary L. Pilgrim, Harold J. Baxter and Pilgrim Baxter & Associates
|
| LR-18801 |
Jul. 27, 2004 |
Michael Scrivo
Other Release No.: AAER-2063 |
| LR-18800 |
Jul. 27, 2004 |
Michael Felicissimo
Other Release No.: AAER-2061 |
| LR-18799 |
Jul. 27, 2004 |
Rick A. Marano, William Marano, and Carl Loizzi |
| LR-18798 |
Jul. 27, 2004 |
Joseph X. Crivelli |
| LR-18797 |
Jul. 27, 2004 |
Michael Resnick, Mark P. Kaiser, Timothy J. Lee, and William Carter
See Also: LR-18796 |
| LR-18796 |
Jul. 27, 2004 |
Peter O. Marion
See Also: LR-18797 |
| LR-18795 |
Jul. 26, 2004 |
Hershey Moss |
| LR-18794 |
Jul. 26, 2004 |
David M. Willey and Joy S. Willey |
| LR-18793 |
Jul. 26, 2004 |
NorthStar Networks, Inc., et al. |
| LR-18792 |
Jul. 26, 2004 |
Carone, et al. |
| LR-18791 |
Jul. 23, 2004 |
Cash Link Systems Inc., et al. |
| LR-18790 |
Jul. 23, 2004 |
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
Other Release No.: AAER-2060 |
| LR-18789 |
Jul. 23, 2004 |
WorldCom, Inc.
Other Release No.: AAER-2059 |
| LR-18788 |
Jul. 21, 2004 |
Emission Controls Corporation and Syd Cooke |
| LR-18787 |
Jul. 20, 2004 |
Thomas Cavanagh, et al. |
| LR-18786 |
Jul. 20, 2004 |
Michael Morrell, et al. |
| LR-18785 |
Jul. 19, 2004 |
Global Telecom Services L.L.C. d/b/a Medical Disposal Devices, Albert D. LaTouche and Salvatore J. Cartelli, Jr. |
| LR-18784 |
Jul. 15, 2004 |
Martin J. Druffner, et al. |
| LR-18733A |
Jul. 14, 2004 |
Paul Melvin Henson, Jr. and Lance Turner Fair
Other Release No.: AAER-2028A |
| LR-18783 |
Jul. 14, 2004 |
Internet Telecommunications Albany System SMR, et al. |
| LR-18782 |
Jul. 13, 2004 |
Ian Schottlaender
Other Release No.: AAER-2056 |
| LR-18781 |
Jul. 12, 2004 |
Stand-By Systems, Inc. et al. |
| LR-18780 |
Jul. 12, 2004 |
Carl R. Rose, et al. |
| LR-18779 |
Jul. 12, 2004 |
MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding |
| LR-18778 |
Jul. 12, 2004 |
Levine, Hughes, and Mithuen, Inc.
Other Release No.: AAER-2055 |
| LR-18777 |
Jul. 9, 2004 |
D.W. Heath & Associates, Inc., Private Capital Management, Inc., Private Collateral Management, Inc., PCM Fixed Income Fund I, LLC, Daniel William Heath, And Denis Timothy O'Brien |
| LR-18776 |
Jul. 8, 2004 |
Richard A. Causey, Jeffrey K. Skilling and Kenneth L. Lay
Other Release No.: AAER-2051 |
| LR-18775 |
Jul. 6, 2004 |
ABB Ltd
Other Release No.: AAER-2049 |
| LR-18774 |
Jul. 1, 2004 |
Robert A. Kasirer, et al. |
http://www.sec.gov/litigation/litreleases/lit3q04.shtml
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