|
|
 |
Litigation Releases - First Quarter 1997
|
| Release No. |
Date |
Action |
| LR-15310 |
Mar. 31, 1997 |
Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow |
| LR-15309 |
Mar. 31, 1997 |
Raeburn Evans, M.D. |
| LR-15308 |
Mar. 28, 1997 |
Gerald P. Hirsch and
Churchill Mortgage Investment Corp. |
| LR-15307 |
Mar. 25, 1997 |
David I. Namer, Network
Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers
Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick |
| LR-15306 |
Mar. 25, 1997 |
Michael Anthony Pierce
and Jocelyn Jane O'Rourke |
| LR-15305 |
Mar. 24, 1997 |
Environmental
Chemicals Group, Inc. |
| LR-15304 |
Mar. 24, 1997 |
Gregg R. Shawzin, John
H. Anderson and Jeffrey Sanker |
| LR-15303 |
Mar. 21, 1997 |
Paul Jay Shiffman |
| LR-15302 |
Mar. 20, 1997 |
Susan L. Hirsch |
| LR-15301 |
Mar. 19, 1997 |
Pamela Sue Topper |
| LR-15300 |
Mar. 18, 1997 |
Dunne Finance Limited |
| LR-15299 |
Mar. 18, 1997 |
Terry Plack |
| LR-15298 |
Mar. 17, 1997 |
Robert Pierce, Carrie L.
Williams Pierce, and Pierce Investments Co. |
| LR-15297 |
Mar. 17, 1997 |
Matrix Investment
Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group,
Inc. |
| LR-15296 |
Mar. 17, 1997 |
Steven W. Koinis
Mar. 17, 1997 |
| LR-15295 |
Mar. 14, 1997 |
Emanuel Pinez Mar. 14,
1997 |
| LR-15294 |
Mar. 14, 1997 |
Jan Jusko |
| LR-15293 |
Mar. 14, 1997 |
Danny Sterk |
| LR-15292 |
Mar. 14, 1997 |
William Sedkey Saydein |
| LR-15291 |
Mar. 14, 1997 |
Global Financial
Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna,
Vincent J. Iovine, and David S. Coleman |
| LR-15290 |
Mar. 14, 1997 |
Barry L. King |
| LR-15289 |
Mar. 13, 1997 |
Walter E. Johnson and
Rex E. Sanders |
| LR-15288 |
Mar. 13, 1997 |
Michael R. Warren |
| LR-15287 |
Mar. 13, 1997 |
Fernando Cruz |
| LR-15286 |
Mar. 12, 1997 |
Merle S. Finkel |
| LR-15285 |
Mar. 12, 1997 |
Alfred Volpe |
| LR-15284 |
Mar. 10, 1997 |
Business and Taxpayers
Coalition for Affordable Housing |
| LR-15283 |
Mar. 10, 1997 |
Michael J. Colello |
| LR-15282 |
Mar. 11, 1997 |
Phillip John Milligan,
a/k/a John Milligan |
| LR-15281 |
Mar. 11, 1997 |
W.S. Clearing, Inc.,
William Sedkey Saydein |
| LR-15280 |
Mar. 10, 1997 |
Gregg Michael Brenner
and Pamela Sue Topper |
| LR-15279 |
Mar. 10, 1997 |
Hubert Leon Leopard and
Richard E. Lopez |
| LR-15278 |
Mar. 10, 1997 |
Gary Alan Singer |
| LR-15277 |
Mar. 10, 1997 |
Robert N. Taylor |
| LR-15276 |
Mar. 7, 1997 |
First Interregional
Advisors Corporation, First Interregional Equity Corporation and Richard
Goettlich |
| LR-15275 |
Mar. 5, 1997 |
Personal Wealth
Systems, Inc. and Gary M. Haiser |
| LR-15274 |
Mar. 4, 1997 |
Simon M. Rosenfeld,
Terry D. Kochanowski and John F. Yakimczyk |
| LR-15273 |
Mar. 4, 1997 |
John Thomas Royall |
| LR-15272 |
Mar. 4, 1997 |
Mike Zaman, Smith,
Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M
Capital Corp., and Devon Investment Advisors, Inc. |
| LR-15271 |
Feb. 28, 1997 |
Charles L. Howard |
| LR-15270 |
Feb. 28, 1997 |
Joy L. Bouwkamp, Joe L.
Hallock and Thomas M. Grahovac |
| LR-15269 |
Feb. 27, 1997 |
Neil A. Liechty and
Neil Liechty, Inc. |
| LR-15268 |
Feb. . 27, 1997 |
Michael Anthony Pierce |
| LR-15267 |
Feb. . 27, 1997 |
Marshall E. Melton Asset
Management and Research, Inc., Westview Capital, L.C. Trading Partners,
L.C. and Trading Partners II, L.C. |
| LR-15266 |
Feb. . 27, 1997 |
Triton Energy
Corporation, Philip W. Keever and Richard L. McAdoo |
| LR-15265 |
Feb. . 27, 1997 |
Roseann Martucci, Jay R.
Hartman and Garr Management Services, Inc |
| LR-15264 |
Feb. . 25, 1997 |
George Chelekis, KGC,
Inc. and Hot Stocks Review, Inc. |
| LR-15263 |
Feb. . 25, 1997 |
Lynn Roy Oyler |
| LR-15262 |
Feb. 21, 1997 |
Rolan Colon |
| LR-15261 |
Feb. 18, 1997 |
Sterling Foster &
Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis
Rueb |
| LR-15260 |
Feb. 18, 1997 |
Fabri-Centers of
America, Inc., Robert L. Norton and Joseph E. Williams |
| LR-15259 |
Feb. 14, 1997 |
Kenneth J. Schulte |
| LR-15258 |
Feb. 14, 1997 |
Emanuel Pinez |
| LR-15257 |
Feb. . 13, 1997 |
Dennis Williams, Steve
Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci,
Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka,
Douglas Diggins, and Edward Bracken |
| LR-15256 |
Feb. . 13,
1997 |
Harvey P. Tabb,
Donald R. Golan, American Ticketing Systems, Inc., Business Investment
Group, Inc. and Socal Ameritix Limited Partnership |
| LR-15255 |
Feb. 13, 1997 |
John T. Hall, Joel
Ciniero and Mark Keckeisen |
| LR-15254 |
Feb. 11, 1997 |
Thomas J. Farrell |
| LR-15253 |
Jan. 29, 1997 |
Linda A. Hodge and The
Hodge Group, P.C. |
| LR-15252 |
Feb. . 11, 1997 |
Digital Products
Corporation |
| LR-15251 |
Feb. 10, 1997 |
Eddie Antar |
| LR-15250 |
Feb. . 10, 1997 |
Lennox, S.A |
| LR-15249 |
Feb. . 7, 1997 |
The AppleTree Companies,
Inc. |
| LR-15248 |
Feb. 6, 1997 |
Linda M. King |
| LR-15247 |
Feb. 6, 1997 |
Ronald J. Mitchellette
and Robert Hardy |
| LR-15246 |
Feb. 6, 1997 |
Ezra Chammah, Stanley
Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto |
| LR-15245 |
Feb. 5, 1997 |
Thomas Warde |
| LR-15244 |
Feb. 4, 1997 |
J.W. Korth & Co. and
James Wilder Korth |
| LR-15243 |
Feb. 3, 1997 |
Silicon Graphics, Inc. |
| LR-15242 |
Feb. 3, 1997 |
David E. Freitag |
| LR-15241 |
Feb. 3, 1997 |
Ben Bush Investment
Management, Inc |
| LR-15240 |
Feb. 3, 1997 |
Nicholas J. Pace |
| LR-15239 |
Feb. . 3, 1997 |
One Naples Securities,
Inc. and James Zimmerman |
| LR-15238 |
Jan. 31, 1997 |
Robert C. White |
| LR-15237 |
Jan. 31, 1997 |
Charles O. Huttoe |
| LR-15236 |
Jan. 30, 1997 |
Michael Levine |
| LR-15235 |
Jan. 30, 1997 |
Citi Financial Services,
Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender,
and Mark Barquera and Mark Cabrerro |
| LR-15234 |
Jan. 30, 1997 |
Martin Kaiden and Martin
Kaiden Company, Inc. |
| LR-15233 |
Jan. 30, 1997 |
Richard P. Brown |
| LR-15232 |
Jan. 30, 1997 |
Telecom Marketing, Inc.,
Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John
Field, IV |
| LR-15231 |
Jan. 30, 1997 |
Richard L. Arnold |
| LR-15230 |
Jan. 29, 1997 |
Jay Marcus |
| LR-15229 |
Jan. 28, 1997 |
Mustang Development
Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and
Samuel Embras, Jr. |
| LR-15228 |
Jan. 28, 1997 |
Alexander Charles
Fuentes |
| LR-15227 |
Jan. 28, 1997 |
Joseph Cusimano |
| LR-15226 |
Jan. 23, 1997 |
Eugene R. Valentine |
| LR-15225 |
Jan. 22, 1997 |
Gary W. Berus and Ronald
W. Harper |
| LR-15224 |
Jan. 22, 1997 |
William P. Dillon |
| LR-15223 |
Jan. 22, 1997 |
Jacob Adoni and Victor
Douenias |
| LR-15222 |
Jan. 21, 1997 |
Ellis Deyon |
| LR-15221 |
Jan. 21, 1997 |
Thomas Alger and William
Mylett |
| LR-15220 |
Jan. 17, 1997 |
Cecil H. Suter |
| LR-15219 |
Jan. 17, 1997 |
Twenty-First Century,
Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group,
Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital
Link, Inc., Frontline Consulting, Inc. and Twenty-First Century
Connection, LP. |
| LR-15218 |
Jan. 17, 1997 |
Nicholas A. Rudi and
Public Capital Advisors, Inc. |
| LR-15217 |
Jan. 16, 1997 |
Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd. |
| LR-15216 |
Jan. 16, 1997 |
Robert Albert Merrifield |
| LR-15215 |
Jan. 15, 1997 |
Eugene D. Derry |
| LR-15214 |
Jan. 15, 1997 |
Mark Anthony and Michelle Suppes and Suppes Securities, Inc. |
| LR-15213 |
Jan. 15, 1997 |
RBF International, Inc., and Kenneth P. D'Angelo |
| LR-15212 |
Jan. 9, 1997 |
James S. Faller II |
| LR-15211 |
Jan. 9, 1997 |
Joseph P. Galluzzi |
| LR-15210 |
Jan. 9, 1997 |
Harold Goldstein and Robert Singleton |
| LR-15209 |
Jan. 8, 1997 |
Arie From |
| LR-15208 |
Jan. 6, 1997 |
Milton Weinger |
| LR-15207 |
Jan. 6, 1997 |
Cecil H. Suter |
| LR-15206 |
Jan. 6, 1997 |
Matthew E. Klenovic and Thomas R. Yearms
Amendment Release LR-15206A: Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997 |
| LR-15205 |
Jan. 2, 1997 |
Michael Anthony Chmiel |
| LR-15204 |
Jan. 2, 1997 |
Ronald C. Black |
| LR-15203 |
Jan. 2, 1997 |
Harry C. Morgan, John G. Martines, and John F. Walsh |
http://www.sec.gov/litigation/litreleases/lit1q97.shtml
|
