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Litigation Releases - First Quarter 1997

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-15310 Mar. 31, 1997 Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow
LR-15309 Mar. 31, 1997 Raeburn Evans, M.D.
LR-15308 Mar. 28, 1997 Gerald P. Hirsch and Churchill Mortgage Investment Corp.
LR-15307 Mar. 25, 1997 David I. Namer, Network Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick
LR-15306 Mar. 25, 1997 Michael Anthony Pierce and Jocelyn Jane O'Rourke
LR-15305 Mar. 24, 1997 Environmental Chemicals Group, Inc. 
LR-15304 Mar. 24, 1997 Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker
LR-15303 Mar. 21, 1997 Paul Jay Shiffman
LR-15302 Mar. 20, 1997 Susan L. Hirsch
LR-15301 Mar. 19, 1997 Pamela Sue Topper
LR-15300 Mar. 18, 1997 Dunne Finance Limited
LR-15299 Mar. 18, 1997 Terry Plack
LR-15298 Mar. 17, 1997 Robert Pierce, Carrie L. Williams Pierce, and Pierce Investments Co.
LR-15297 Mar. 17, 1997 Matrix Investment Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group, Inc.
LR-15296 Mar. 17, 1997 Steven W. Koinis Mar. 17, 1997
LR-15295 Mar. 14, 1997 Emanuel Pinez Mar. 14, 1997
LR-15294 Mar. 14, 1997 Jan Jusko
LR-15293 Mar. 14, 1997 Danny Sterk
LR-15292 Mar. 14, 1997 William Sedkey Saydein
LR-15291 Mar. 14, 1997 Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine, and David S. Coleman
LR-15290 Mar. 14, 1997 Barry L. King
LR-15289 Mar. 13, 1997 Walter E. Johnson and Rex E. Sanders
LR-15288 Mar. 13, 1997 Michael R. Warren
LR-15287 Mar. 13, 1997 Fernando Cruz
LR-15286 Mar. 12, 1997 Merle S. Finkel
LR-15285 Mar. 12, 1997 Alfred Volpe
LR-15284 Mar. 10, 1997 Business and Taxpayers Coalition for Affordable Housing
LR-15283 Mar. 10, 1997 Michael J. Colello
LR-15282 Mar. 11, 1997 Phillip John Milligan, a/k/a John Milligan
LR-15281 Mar. 11, 1997 W.S. Clearing, Inc., William Sedkey Saydein
LR-15280 Mar. 10, 1997 Gregg Michael Brenner and Pamela Sue Topper
LR-15279 Mar. 10, 1997 Hubert Leon Leopard and Richard E. Lopez
LR-15278 Mar. 10, 1997 Gary Alan Singer
LR-15277 Mar. 10, 1997 Robert N. Taylor
LR-15276 Mar. 7, 1997 First Interregional Advisors Corporation, First Interregional Equity Corporation and Richard Goettlich
LR-15275 Mar. 5, 1997 Personal Wealth Systems, Inc. and Gary M. Haiser
LR-15274 Mar. 4, 1997 Simon M. Rosenfeld, Terry D. Kochanowski and John F. Yakimczyk
LR-15273 Mar. 4, 1997 John Thomas Royall
LR-15272 Mar. 4, 1997 Mike Zaman, Smith, Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M Capital Corp., and Devon Investment Advisors, Inc.
LR-15271 Feb. 28, 1997 Charles L. Howard
LR-15270 Feb. 28, 1997 Joy L. Bouwkamp, Joe L. Hallock and Thomas M. Grahovac
LR-15269 Feb. 27, 1997 Neil A. Liechty and Neil Liechty, Inc.
LR-15268 Feb. . 27, 1997 Michael Anthony Pierce
LR-15267 Feb. . 27, 1997 Marshall E. Melton Asset Management and Research, Inc., Westview Capital, L.C. Trading Partners, L.C. and Trading Partners II, L.C.
LR-15266 Feb. . 27, 1997 Triton Energy Corporation, Philip W. Keever and Richard L. McAdoo
LR-15265 Feb. . 27, 1997 Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc
LR-15264 Feb. . 25, 1997 George Chelekis, KGC, Inc. and Hot Stocks Review, Inc.
LR-15263 Feb. . 25, 1997 Lynn Roy Oyler
LR-15262 Feb. 21, 1997 Rolan Colon
LR-15261 Feb. 18, 1997 Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis Rueb
LR-15260 Feb. 18, 1997 Fabri-Centers of America, Inc., Robert L. Norton and Joseph E. Williams
LR-15259 Feb. 14, 1997 Kenneth J. Schulte
LR-15258 Feb. 14, 1997 Emanuel Pinez
LR-15257 Feb. . 13, 1997 Dennis Williams, Steve Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci, Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka, Douglas Diggins, and Edward Bracken
LR-15256 Feb. . 13, 1997 Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership
LR-15255 Feb. 13, 1997 John T. Hall, Joel Ciniero and Mark Keckeisen
LR-15254 Feb. 11, 1997 Thomas J. Farrell
LR-15253 Jan. 29, 1997 Linda A. Hodge and The Hodge Group, P.C. 
LR-15252 Feb. . 11, 1997 Digital Products Corporation
LR-15251 Feb. 10, 1997 Eddie Antar 
LR-15250 Feb. . 10, 1997 Lennox, S.A
LR-15249 Feb. . 7, 1997 The AppleTree Companies, Inc.
LR-15248 Feb. 6, 1997 Linda M. King
LR-15247 Feb. 6, 1997 Ronald J. Mitchellette and Robert Hardy
LR-15246 Feb. 6, 1997 Ezra Chammah, Stanley Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto
LR-15245 Feb. 5, 1997 Thomas Warde
LR-15244 Feb. 4, 1997 J.W. Korth & Co. and James Wilder Korth
LR-15243 Feb. 3, 1997 Silicon Graphics, Inc.
LR-15242 Feb. 3, 1997 David E. Freitag
LR-15241 Feb. 3, 1997 Ben Bush Investment Management, Inc
LR-15240 Feb. 3, 1997 Nicholas J. Pace
LR-15239 Feb. . 3, 1997 One Naples Securities, Inc. and James Zimmerman
LR-15238 Jan. 31, 1997 Robert C. White
LR-15237 Jan. 31, 1997 Charles O. Huttoe
LR-15236 Jan. 30, 1997 Michael Levine
LR-15235 Jan. 30, 1997 Citi Financial Services, Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender, and Mark Barquera and Mark Cabrerro
LR-15234 Jan. 30, 1997 Martin Kaiden and Martin Kaiden Company, Inc.
LR-15233 Jan. 30, 1997 Richard P. Brown
LR-15232 Jan. 30, 1997 Telecom Marketing, Inc., Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John Field, IV
LR-15231 Jan. 30, 1997 Richard L. Arnold
LR-15230 Jan. 29, 1997 Jay Marcus
LR-15229 Jan. 28, 1997 Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and Samuel Embras, Jr.
LR-15228 Jan. 28, 1997 Alexander Charles Fuentes
LR-15227 Jan. 28, 1997 Joseph Cusimano
LR-15226 Jan. 23, 1997 Eugene R. Valentine
LR-15225 Jan. 22, 1997 Gary W. Berus and Ronald W. Harper
LR-15224 Jan. 22, 1997 William P. Dillon
LR-15223 Jan. 22, 1997 Jacob Adoni and Victor Douenias
LR-15222 Jan. 21, 1997 Ellis Deyon
LR-15221 Jan. 21, 1997 Thomas Alger and William Mylett
LR-15220 Jan. 17, 1997 Cecil H. Suter
LR-15219 Jan. 17, 1997 Twenty-First Century, Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group, Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital Link, Inc., Frontline Consulting, Inc. and Twenty-First Century Connection, LP.
LR-15218 Jan. 17, 1997 Nicholas A. Rudi and Public Capital Advisors, Inc.
LR-15217 Jan. 16, 1997 Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd.
LR-15216 Jan. 16, 1997 Robert Albert Merrifield
LR-15215 Jan. 15, 1997 Eugene D. Derry
LR-15214 Jan. 15, 1997 Mark Anthony and Michelle Suppes and Suppes Securities, Inc.
LR-15213 Jan. 15, 1997 RBF International, Inc., and Kenneth P. D'Angelo
LR-15212 Jan. 9, 1997 James S. Faller II
LR-15211 Jan. 9, 1997 Joseph P. Galluzzi
LR-15210 Jan. 9, 1997 Harold Goldstein and Robert Singleton
LR-15209 Jan. 8, 1997 Arie From
LR-15208 Jan. 6, 1997 Milton Weinger
LR-15207 Jan. 6, 1997 Cecil H. Suter
LR-15206 Jan. 6, 1997 Matthew E. Klenovic and Thomas R. Yearms
Amendment Release LR-15206A: Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997
LR-15205 Jan. 2, 1997 Michael Anthony Chmiel
LR-15204 Jan. 2, 1997 Ronald C. Black
LR-15203 Jan. 2, 1997 Harry C. Morgan, John G. Martines, and John F. Walsh

http://www.sec.gov/litigation/litreleases/lit1q97.shtml


Modified: 02/14/2005