|
|
 |
Litigation Releases - First Quarter 1996
|
| Release No. |
Date |
Action |
| LR-14859 |
Mar. 29, 1996 |
Dennis Lindsay
Helliwell |
| LR-14858 |
Mar. 29, 1996 |
Homer W. Forster |
| LR-14857 |
Mar. 29, 1996 |
American Cascade
Energy, Inc |
| LR-14856 |
Mar. 29, 1996 |
Donald B. Spencer
and IVT Systems, Inc. |
| LR-14855 |
Mar. 25, 1996 |
Michael Anthony
Pierce and Jocelyn Jane O'Rourke |
| LR-14854 |
Mar. 25, 1996 |
Michael G. Sargent,
Dennis J. Shepard, Robert J. Scharn and Robert L. Baker |
| LR-14853 |
Mar. 22, 1996 |
Stock and Option
Services, Inc., et al. and JoshuaFry |
| LR-14852 |
Mar. 21, 1996 |
Investors Dynamics
Corporation and Steven L. Down |
| LR-14851 |
Mar. 21, 1996 |
Victor R. Gomez |
| LR-14850 |
Mar. 20, 1996 |
Michael P. Angelos
and G. Gregory Russell |
| LR-14849 |
Mar. 20,1996 |
Life Partners, Inc.
and Brian D. Pardo |
| LR-14848 |
Mar. 20, 1996 |
Parallel
Technologies, Inc. |
| LR-14847 |
Mar. 20, 1996 |
John Dankovich and
Linda Dankovich |
| LR-14846 |
Mar. 18, 1996 |
Sage Technology,
Inc., Jamie Edelkind and William R. Thiele |
| LR-14845 |
Mar. 14, 1996 |
Ralph E. Kittrick |
| LR-14844 |
Mar. 13, 1996 |
Investors Dynamics
Corporation and Steven L. Down |
| LR-14843 |
Mar. 13, 1996 |
Donald C. Ferguson,
Renee Ferguson, David L. Fried, Albert L. Fried and Matthew C. Ferry |
| LR-14842 |
Mar. 12, 1996 |
Drexel Bunham
Lambert |
| LR-14841 |
Mar. 12, 1996 |
Thomas J. Kovalcjek
and Ethanol Resources, Inc. |
| LR-14840 |
Mar. 12, 1996 |
American Interactive
Group, LLC, American Interactive Services, LLC, American Interactive,
LLC, David C. Connolly, Daniel Rivera, Sr., Marc A. Remoli and American
Seminars, Inc. |
| LR-14839 |
Mar. 7, 1996 |
Robert M. Simpson |
| LR-14838 |
Mar. 7, 1996 |
Thomas F. Lanier |
| LR-14837 |
Mar. 6, 1996 |
AYM Financial
Corporation and Thomas M. Paley and Adam S. Juechter |
| LR-14836 |
Mar. 6, 1996 |
Gary S. Williky and
James J. Romano |
| LR-14835 |
Mar. 5, 1996 |
Trans-American
Ostrich Traders, Inc., Larry R. Earp and David P. Silver |
| LR-14834 |
Mar. 5, 1996 |
Sage Technology,
Inc., Jamie Edelkind and William R. Thiele |
| LR-14833 |
Mar. 5, 1996 |
Harold Gantz |
| LR-14832 |
Mar. 4, 1996 |
Capital Corporation,
Lionel Reifler, Susan Lachance Reifler, Gilbert Beall and the Estate of
John Knoblauch |
| LR-14831 |
Mar. 4, 1996 |
Samuel L. Williams |
| LR-14830 |
Mar. 1, 1996 |
Michael J. Markowski
and Joseph Riccio |
| LR-14829 |
Feb. 27, 1996 |
Richard G. Marcus
and Carl M. Youngman |
| LR-14828 |
Feb. 27, 1996 |
Renate Haag |
| LR-14827 |
Feb. 27, 1996 |
Graeme Davies |
| LR-14826 |
Feb. 27, 1996 |
Daniel Rae Morris
and Scott Fraiser |
| LR-14825 |
Feb. 26,
1996 |
John C. Hicks |
| LR-14824 |
Feb. 26, 1996 |
Carroll E. Siemens |
| LR-14823 |
Feb. 23, 1996 |
Stefan Hislop and
Erik Hylander |
| LR-14822 |
Feb. 22,
1996 |
Dennis Lindsay
Helliwell and The Helliwell Group Limited |
| LR-14821 |
Feb. 22,
1996 |
Jeffrey L. Casperson
and Jerome L. Casperson |
| LR-14820 |
Feb. 22, 1996 |
Douglas Frankel |
| LR-14819 |
Feb. 16, 1996 |
John Anderson |
| LR-14818 |
Feb. 15, 1996 |
Sage Technology,
Inc. |
| LR-14817 |
Feb. 15, 1996 |
Donald M. Johnson |
| LR-14816 |
Feb. 13, 1996 |
Dennis Lindsay
Helliwell and The Helliwell Group Limited |
| LR-14815 |
Feb. 12,
1996 |
Citi Financial
Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas
Mandell, Robert Singleton, Mark Barquera |
| LR-14814 |
Feb. 12,
1996 |
Scorpion
Technologies, Inc., Terry G. Marsh, Richard Bauer, Eric C. Brown, Dudley
Mihran Freeland, J. Gordon Nevers and Albert Terranova |
| LR-14813 |
Feb. 9,
1996 |
Michael P. Melnick,
Greenbriar Financial Services Corp. and Michael W. Crawford |
| LR-14812 |
Feb. 7,
1996 |
Peter M. Harrington |
| LR-14811 |
Feb. 6,
1996 |
Danny Omar Cheri |
| LR-14810 |
Feb. 2,
1996 |
David M. Carmichael,
Anthony Kohl, Chris Adams and Robert Putnam |
| LR-14809 |
Feb. 1, 1996 |
William Cho |
| LR-14808 |
Feb. 1, 1996 |
Gary L. Holman |
| LR-14807 |
Jan. 31, 1996 |
Donald Malcolm
Johnson and Freedom Services of Wisconsin, Inc. |
| LR-14806 |
Jan. 31, 1996 |
Geoffrey Paul Adams,
Michael Donald McGahee, and GPA Growth Fund |
| LR-14805 |
Jan. 31, 1996 |
Victor H. Strevel |
| LR-14804 |
Jan. 30,
1996 |
Renate Haag |
| LR-14803 |
Jan. 30,
1996 |
Ronald M. Zook and
Financial Concepts Group International, Inc. |
| LR-14802 |
Jan. 30,
1996 |
John S. Griffin and
Oliver John Griffin |
| LR-14801 |
Jan. 30, 1996 |
Marada Global
Corporation and Marada Capital, Inc. |
| LR-14800 |
Jan. 29,
1996 |
Jay R. Bishop |
| LR-14799 |
Jan. 29, 1996 |
Calvin L. Word |
| LR-14797 |
Jan. 26, 1996 |
ANW, Inc. |
| LR-14796 |
Jan. 25,
1996 |
Joseph M. Aaron and
Chartwell Financial |
| LR-14795 |
Jan. 25,
1996 |
Sarah Delaney |
| LR-14794 |
Jan. 25,
1996 |
James E. Hammonds
("Hammonds") and Raymond C. Gross |
| LR-14793 |
Jan. 24, 1996 |
Frank S. Butler |
| LR-14792 |
Jan. 24,
1996 |
Robert L. Citron and
Matthew R. Raabe |
| LR-14791 |
Jan. 23, 1996 |
Gregory Lee Miller,
Capital Resource Specialists, Inc. and Telefund Partners |
| LR-14790 |
Jan. 23,
1996 |
Jay DeForest Moore
and DeForest Company, Inc. |
| LR-14789 |
Jan. 22, 1996 |
Citi Financial
Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas
Mandell, Robert Singleton, Mark Barquera and Roberta Crampton |
| LR-14788 |
Jan. 18, 1996 |
David Stuart
Zuckerman |
| LR-14787 |
Jan. 18,
1996 |
PaineWebber
Incorporated |
| LR-14786 |
Jan. 18,
1996 |
Stanley J. Feminella
and David W. Granston |
| LR-14785 |
Jan. 18,
1996 |
Robert D. Gersh,
Boston Municipal Securities, Devonshire Escrow and Transfer Corp.,
Ma'Ayan Book Company, Charles River Landing, Ltd., CRL Group, Inc.,
Culinary Classics of Chestnut Hill, Inc., Culinary Classics of
Burlington, Inc., The Kitchen Shelf, Inc. and the Compu-Bill Co., Inc. |
| LR-14784 |
Jan. 17, 1996 |
Technology
International, Ltd. Neil F. Garfield, B.J.Thomas, Kyle Weston, Albert
Weston and David Rockwell |
| LR-14783 |
Jan. 16,
1996 |
Robert Zimmerman |
| LR-14782 |
Jan. 16, 1996 |
Douglas R. Damon,
Robert M. Davis and Kenneth C. Kolovitz |
| LR-14781 |
Jan. 16, 1996 |
Wayne T. Drinkwine |
| LR-14780 |
Jan. 11,
1996 |
William J. Dillon |
| LR-14779 |
Jan. 11, 1996 |
Lawrence Friedman
and James Galante |
| LR-14778 |
Jan. 11, 1996 |
Michael Tropiano
d/b/a Ardmore Financial Services |
| LR-14777 |
Jan. 11, 1996 |
Jonathan Mayhew |
| LR-14776 |
Jan. 4, 1996 |
Ronald A. Romito |
| LR-14775 |
Jan. 4,
1996 |
Linda Lou Taylor,
Newton Kavanaugh and John Kavanaugh |
| LR-14774 |
Jan. 4,
1996 |
Robert D. Carl, III |
| LR-14773 |
Jan. 3,
1996 |
Edmund J. Lopinski,
Jr. |
| LR-14772 |
Jan. 3, 1996 |
Robert Vecchioni |
| LR-14771 |
Jan. 3,
1996 |
William J. Young |
| LR-14770 |
Jan. 3,
1996 |
Giancarlo Parretti |
http://www.sec.gov/litigation/litreleases/lit1q96.shtml
|
