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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2002: 4th Quarter

Release No. Date Respondents
219 Dec. 12, 2002 Scott E. Edwards, CPA
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10220
(Note: Finality Order)
601 Dec. 11, 2002 Jeffrey D. Pokross
Carol Fox Foelak,
Administrative Law Judge
File No. 3-9161
218 Dec. 9, 2002 F.X.C. Investors Corp. and Francis X. Curzio
James T. Kelly,
Administrative Law Judge
File No. 3-10625
(Note: Finality Order)
217 Nov. 8, 2002 Steven J. Erlsten, William H. Clark, Derek L. DuBois, and Aaron Finkelstein
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10033
(Note: Finality Order;
Opinion (Derek L. DuBois))

 

http://www.sec.gov/litigation/aljdec/aljdec4q02.shtml


Modified: 02/09/2005