Finality Order of an Initial Decision of an SEC Administrative Law Judge
In the Matter of
In the Matter ofF.X.C. INVESTORS CORP.
FRANCIS X. CURZIO
NOTICE THAT INITIAL DECISION HAS BECOME FINAL
The time for filing for review of the initial decision in this proceeding has expired. No such petition has been filed by the parties, and the Commission has not chosen to review the decision on its own initiative.
Accordingly, notice is hereby given, pursuant of Rule 360(e) of the Commission's Rules of Practice, that the initial decision of the administrative law judge* has become the final decision of the Commission. The order contained in the decision is hereby declared effective. That order required that:
(b) F.X.C. Investors Corp. engage an investment advisory consultant, acceptable to the Commission's Division of Enforcement, to review any advertising for a period of two years; and
(c) Francis X. Curzio is censured.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
|*||F.X.C. Investors Corp. and Francis X. Curzio, Initial Decision Rel. No. 218 (Dec. 9, 2002), ___SEC Docket___.|
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