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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2003: 3rd Quarter

Release No. Date Respondents
237 Sep. 30, 2003 Richard P. Callipari and Thomas J. Connolly
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11205
(Note: Finality Order)
236 Sep. 26, 2003 Salvatore Piazza, et al.
Robert G. Mahony,
Administrative Law Judge
File No. 3-10229
(Note: Finality Order)
235 Sep. 8, 2003 James F. Glaza d/b/a Falcon Financial Services, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11012
234 Sep. 3, 2003 Peter C. Lybrand f/k/a Peter C. Tosto
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11028
(Note: Finality Order)
233 Jul. 23, 2003 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott
James T. Kelly,
Administrative Law Judge
File No. 3-10765
(Note: Finality Order; ID-239)
232 Jul. 14, 2003 Stansbury Holdings Corporation
James T. Kelly,
Administrative Law Judge
File No. 3-11108
(Note: Finality Order)

 

http://www.sec.gov/litigation/aljdec/aljdec3q03.shtml


Modified: 02/09/2005