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U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

SECURITIES ACT OF 1934
Rel No. 48713 / October 29, 2003

Admin. Proc. File 3-11205


In the Matter of

RICHARD P. CALLIPARI


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NOTICE THAT INITIAL DECISION HAS BECOME FINAL

The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to Richard P. Callipari, and the Commission has not chosen to review the decision as to him on its own initiative.

Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge1 has become the final decision of the Commission with respect to Richard P. Callipari. The order contained in the decision with respect to him is hereby declared effective. That order barred Callipari from association with any broker or dealer.

For the Commission by the Office of the General Counsel, pursuant to delegated authority.

Jonathan G. Katz
Secretary




http://www.sec.gov/litigation/aljdec/34-48713.htm


Modified: 10/29/2003