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Administrative Proceedings: April 1 – June 30, 2004
| Release No. |
Date |
Respondents |
| 34-49945 |
Jun. 30, 2004 |
Daniel J. Berardi, Jr. |
| 34-49944 |
Jun. 30, 2004 |
Thomas Hawkesworth |
| IA-2254 |
Jun. 29, 2004 |
Banc One Investment Advisors Corporation and Mark A. Beeson
Other Release No.: IC-26490 |
| 34-49934 |
Jun. 29, 2004 |
James H. Peach, Chartered Accountant
Other Release No.: AAER-2047 |
| 34-49923 |
Jun. 28, 2004 |
Frederick W. Wall
Note: See also the Order in this matter
|
| 34-49914 |
Jun. 25, 2004 |
IDT Venture Group, Inc.
|
| 34-49908 |
Jun. 23, 2004 |
Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum |
| 34-49904 |
Jun. 23, 2004 |
Wilmington Trust Company |
| 34-49899 |
Jun. 22, 2004 |
David Farrell McLean
Other Release No.: IA-2252 |
| 33-8432 |
Jun. 21, 2004 |
Steven L. Haggerty
Other Release Nos.: 34-49897, AAER-2041 |
| 33-8431 |
Jun. 21, 2004 |
Augustine M. Cruciotti
Other Release No.: 34-49896, AAER-2040 |
| IA-2251 |
Jun. 21, 2004 |
Pilgrim Baxter & Associates, Ltd. |
| 34-49893 |
Jun. 18, 2004 |
Michael B. Sullivan, CPA
Other Release No.: AAER-2039 |
| 33-8430 |
Jun. 16, 2004 |
Samer M. El Bizri and Bizri Capital Partners, Inc.
Other Release Nos.: 34-49870; IA-2250; IC-26469
|
| IA-2248 |
Jun. 15, 2004 |
Ian L. Renert
Note: See also the Order in this matter
|
| 34-49862 |
Jun. 15, 2004 |
Scott Fine and Kevin Boyle
Other Release No.: IA-2249 |
| 34-49838 |
Jun. 9, 2004 |
Schering-Plough Corporation
Other Release No.: AAER-2032 |
| 33-8428 |
Jun. 9, 2004 |
i2 Technologies, Inc.
Other Release No.: AAER-2033
|
| 34-49837 |
Jun. 9, 2004 |
CDH & Affiliates, Inc. and C. David Hallman
Other Release No.: IA-2247
|
| 34-49836 |
Jun. 9, 2004 |
James H. Peach, Chartered Accountant
Other Release No.: AAER-2030
Note: See also the Order in this matter
|
| 34-49829 |
Jun. 8, 2004 |
Charles W. Crouse and Norman R. Hess
Note: See also the Order in this matter
|
| 34-49824 |
Jun. 8, 2004 |
Fidelity National Capital Investors, Inc. |
| 34-49823 |
Jun. 8, 2004 |
Cybergate, Inc., et. al. and Alcohol Sensors Int'l, Ltd., et al.
See also Order 1
See also Order 2 |
| 34-49816 |
Jun. 7, 2004 |
Rhino Ecosystems, Inc |
| IA-2245 |
Jun. 4, 2004 |
Isaac Sofair |
| 34-49808 |
Jun. 4, 2004 |
Michael J. Farnell |
| IA-2246 |
Jun. 3, 2004 |
Nevis Capital Management, LLC, David Wilmerding, III, and Jon C. Baker |
| 34-49805 |
Jun. 3, 2004 |
Frank J. Zangara |
| 34-49803 |
Jun. 3, 2004 |
Uncommon Media Group, Inc. |
| 34-49794 |
Jun. 2, 2004 |
Leonard Alexander Ruge, Mac Beagelman, Michael Scott Symons, Stephen Evers, Eugene Flaksman, Daniel Kolchkov, Jeff Sanders and Mark Zaborsky |
| 34-49795 |
Jun. 2, 2004 |
Richard Wolff, Alex Grinshpon, Alex Solon, and Jeffery Stone
Note: See also the Order in this matter
|
| 34-49790 |
Jun. 2, 2004 |
Steven E. Muth, Richard J. Rouse, and Bruce J. Bates |
| IA-2244 |
May 28, 2004 |
Warren Asset Management, LLC and Weldon R. Warren
|
| 34-49784 |
May 28, 2004 |
David A. Jones
Other Release No.: AAER-2025 |
| 34-49781 |
May 27, 2004 |
Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber
Note: See also the Order in this matter
|
| 34-49778 |
May 27, 2004 |
Michael Boston |
| 34-49765 |
May 25, 2004 |
William E. Kraemer |
| 34-49762 |
May 24, 2004 |
Raymond P. Sobieralski |
| 34-49760 |
May 24, 2004 |
Frank D. Gruttadauria
Other Release No.: IA-2243
|
| 34-49761 |
May 24, 2004 |
Ocumed Group, Inc.
Note: See also the Order in this matter
|
| 34-49753 |
May 21, 2004 |
Christopher Kent Bagdasarian
Other Release No.: IA-2242
|
| 34-49750 |
May 21, 2004 |
Daniel D. Dyer
Other Release No.: IA-2241 |
| 34-49743 |
May 20, 2004 |
Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum |
| 33-8426 |
May 20, 2004 |
Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce, Gary L. Winn
Other Release No.: 34-49744, IA-2240
|
| 34-49741 |
May 20, 2004 |
Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato
Other Release Nos.: IA-2239, IC-26448
|
| 34-49735 |
May 19, 2004 |
John F. Turant, Jr.
Other No.: IA-2238 |
| 34-49734 |
May 19, 2004 |
James P. Farnell |
| 33-8425 |
May 19, 2004 |
Paul Melvin Henson, Jr.
Other Release No.: AAER-2020 |
| 33-8424 |
May 19, 2004 |
Lance Turner Fair
Other Release No.: AAER-2019 |
| IA-2237 |
May 19, 2004 |
Lee Bradford Arberg |
| IA-2236 |
May 19, 2004 |
Luis Giro
Note: See also the Order in this matter
|
| 33-8423 |
May 19, 2004 |
David Lerner Associates, Inc.
|
| 34-49720 |
May 18, 2004 |
Robert Cournoyer |
| 34-49712 |
May 17, 2004 |
Larry A. Stockett
Note: See also the Order in this matter
|
| 34-49705 |
May 14, 2004 |
Cosmo Corigliano, CPA
Other Release No.: AAER-2015 |
| 34-49703 |
May 14, 2004 |
David Stetson |
| 34-49702 |
May 14, 2004 |
Nicholas Antonelli |
| 33-8420 |
May 14, 2004 |
Steven Ingrassia and Slava Volman
Note: See also the Order in this matter
|
| 34-49686 |
May 11, 2004 |
Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan,Aaron Sandstrom, and Derek Shapiro
|
| 34-49684 |
May 11, 2004 |
Bradley J. Schmidt, CPA
Other Release No.: AAER-2011
|
| 34-49683 |
May 11, 2004 |
Jay S. Ozer, CPA
Other Release No.: AAER-2010
|
| 34-49680 |
May 11, 2004 |
Silverado Stock Transfer, Inc. and Shannon L. Baldino
|
| 34-49678 |
May 11, 2004 |
PricewaterhouseCoopers LLP
Other Release No.: AAER-2008
|
| 34-49677 |
May 11, 2004 |
Linda J. Wachner
Other Release No.: AAER-2006
|
| 34-49676 |
May 11, 2004 |
Stanley P. Silverstein
Other Release No.: AAER-2007
|
| 34-49675 |
May 11, 2004 |
The Warnaco Group, Inc.
Other Release No.: AAER-2005
|
| 34-49672 |
May 10, 2004 |
Paul W. Mason (a/k/a Louis R. Sarpy), Kristin Luck Emery,
And Laurence Mark Anderson (a/k/a Ron Laurence) |
| 34-49657 |
May 5, 2004 |
William E. Lyons |
| 34-49655 |
May 5, 2004 |
Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan, Aaron Sandstrom, and Derek Shapiro |
| 34-49652 |
May 4, 2004 |
Gold Banc Corporation, Inc.
Other Release No.: AAER-1999 |
| 34-49651 |
May 4, 2004 |
John P. Borbi
Other Release No.: IA-2234 |
| 34-49647 |
May 3, 2004 |
Scott Piccininni |
| 34-49646 |
May 3, 2004 |
Paul Tahan |
| 34-49645 |
May 3, 2004 |
Robert D. Bewkes
Release No.: IA-2233 |
| 34-49642 |
Apr. 30, 2004 |
QuadraMed Corporation
Release No.: AAER-1998 |
| 34-49641 |
Apr. 30, 2004 |
Keith M. Roberts
Other Release No.: AAER-1997
Note: See also the Order in this matter
|
| 34-49630 |
Apr. 29, 2004 |
California Amplifier, Inc.
Other Release No.: AAER-1995
|
| 33-8416 |
Apr. 29, 2004 |
Cary R. Kahn
Other Release No.: 34-49629
Note: See also the Order in this matter
|
| IA-2231 |
Apr. 29, 2004 |
Joseph L. Norris and Mark G. Coleman
Note: See also the Order in this matter
|
| 33-8415 |
Apr. 26, 2004 |
Dauphin County General Authority |
| 33-8414 |
Apr. 26, 2004 |
Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury, Incorporated, Robert J. Bradbury
Other Release No.: 34-49619
Note: See also the Order in this matter
|
| 33-8413 |
Apr. 26, 2004 |
Ernst & Young LLP
Other Release Nos.: 34-49615; AAER-1991
|
| IA-2230 |
Apr. 26, 2004 |
Nevis Capital Management, LLC, David R. Wilmerding, III, and Jon C. Baker |
| 34-49610 |
Apr. 23, 2004 |
Raylen Parra |
| 34-49606 |
Apr. 23, 2004 |
CDH & Affiliates, Inc. and C. David Hallman
Note: See also the Order in this matter
|
| 33-8412 |
Apr. 22, 2004 |
Ira Weiss and L. Andrew Shupe, II
Other Release No.: 34-49596
Note: See also the Order in this matter
|
| 33-8411 |
Apr. 22, 2004 |
Neshannock Township School District
Other Release No.: 34-49600 |
| 34-49589 |
Apr. 21, 2004 |
Frank D. Gruttadauria
Other Release No.: IA-2228
Note: See also the Order in this matter
|
| 34-49578 |
Apr. 19, 2004 |
Joseph Petrolino and Eric Siversen |
| IA-2227 |
Apr. 16, 2004 |
Michael Garian, a/k/a Melkon Gharakhanian, a/k/a Bika Balian |
| 34-49568 |
Apr. 15, 2004 |
Michael Boston
Note: See also the Order in this matter |
| 34-49565 |
Apr. 15, 2004 |
Kenneth W. Winger and Paul R. Humphreys
Other Release No.: AAER-1990 |
| 33-8406 |
Apr. 14, 2004 |
John Luczycki, CPA
Other Release No.: AAER-1989, 34-49561 |
| 34-49558 |
Apr. 13, 2004 |
Deborah J. Breckenridge |
| 34-49543 |
Apr. 8, 2004 |
Paul W. Mason (a/k/a Louis R. Sarpy), Kristin Luck Emery, and Laurence M. Anderson (a/k/a Ron Laurence) |
| IA-2226 |
Apr. 8, 2004 |
Putnam Investment Management, LLC
Other Release No.: IC-26412
See also Release No. IA-2192
|
| 34-49541 |
Apr. 8, 2004 |
Gerber Scientific, Inc.
Other Release No.: AAER-1987 |
| 34-49526 |
Apr. 2, 2004 |
LASV Enterprises, Inc. |
| 34-49516 |
Apr. 1, 2004 |
David T. Thomson, CPA, and David T. Thomson PC
Other Release No.: AAER-1984 |
http://www.sec.gov/litigation/admin/adm2q04.shtml
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