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Administrative Proceedings: April 1 – June 30, 2004

Release No. Date Respondents
34-49945 Jun. 30, 2004 Daniel J. Berardi, Jr.
34-49944 Jun. 30, 2004 Thomas Hawkesworth
IA-2254 Jun. 29, 2004 Banc One Investment Advisors Corporation and Mark A. Beeson
Other Release No.: IC-26490
34-49934 Jun. 29, 2004 James H. Peach, Chartered Accountant
Other Release No.: AAER-2047
34-49923 Jun. 28, 2004 Frederick W. Wall
Note: See also the Order in this matter
34-49914 Jun. 25, 2004 IDT Venture Group, Inc.
34-49908 Jun. 23, 2004 Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum
34-49904 Jun. 23, 2004 Wilmington Trust Company
34-49899 Jun. 22, 2004 David Farrell McLean
Other Release No.: IA-2252
33-8432 Jun. 21, 2004 Steven L. Haggerty
Other Release Nos.: 34-49897, AAER-2041
33-8431 Jun. 21, 2004 Augustine M. Cruciotti
Other Release No.: 34-49896, AAER-2040
IA-2251 Jun. 21, 2004 Pilgrim Baxter & Associates, Ltd.
34-49893 Jun. 18, 2004 Michael B. Sullivan, CPA
Other Release No.: AAER-2039
33-8430 Jun. 16, 2004 Samer M. El Bizri and Bizri Capital Partners, Inc.
Other Release Nos.: 34-49870; IA-2250; IC-26469
IA-2248 Jun. 15, 2004 Ian L. Renert
Note: See also the Order in this matter
34-49862 Jun. 15, 2004 Scott Fine and Kevin Boyle
Other Release No.: IA-2249
34-49838 Jun. 9, 2004 Schering-Plough Corporation
Other Release No.: AAER-2032
33-8428 Jun. 9, 2004 i2 Technologies, Inc.
Other Release No.: AAER-2033
34-49837 Jun. 9, 2004 CDH & Affiliates, Inc. and C. David Hallman
Other Release No.: IA-2247
34-49836 Jun. 9, 2004 James H. Peach, Chartered Accountant
Other Release No.: AAER-2030
Note: See also the Order in this matter
34-49829 Jun. 8, 2004 Charles W. Crouse and Norman R. Hess
Note: See also the Order in this matter
34-49824 Jun. 8, 2004 Fidelity National Capital Investors, Inc.
34-49823 Jun. 8, 2004 Cybergate, Inc., et. al. and Alcohol Sensors Int'l, Ltd., et al.
See also Order 1
See also Order 2
34-49816 Jun. 7, 2004 Rhino Ecosystems, Inc
IA-2245 Jun. 4, 2004 Isaac Sofair
34-49808 Jun. 4, 2004 Michael J. Farnell
IA-2246 Jun. 3, 2004 Nevis Capital Management, LLC, David Wilmerding, III, and Jon C. Baker
34-49805 Jun. 3, 2004 Frank J. Zangara
34-49803 Jun. 3, 2004 Uncommon Media Group, Inc.
34-49794 Jun. 2, 2004 Leonard Alexander Ruge, Mac Beagelman, Michael Scott Symons, Stephen Evers, Eugene Flaksman, Daniel Kolchkov, Jeff Sanders and Mark Zaborsky
34-49795 Jun. 2, 2004 Richard Wolff, Alex Grinshpon, Alex Solon, and Jeffery Stone
Note: See also the Order in this matter
34-49790 Jun. 2, 2004 Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
IA-2244 May 28, 2004 Warren Asset Management, LLC and Weldon R. Warren
34-49784 May 28, 2004 David A. Jones
Other Release No.: AAER-2025
34-49781 May 27, 2004 Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber
Note: See also the Order in this matter
34-49778 May 27, 2004 Michael Boston
34-49765 May 25, 2004 William E. Kraemer
34-49762 May 24, 2004 Raymond P. Sobieralski
34-49760 May 24, 2004 Frank D. Gruttadauria
Other Release No.: IA-2243
34-49761 May 24, 2004 Ocumed Group, Inc.
Note: See also the Order in this matter
34-49753 May 21, 2004 Christopher Kent Bagdasarian
Other Release No.: IA-2242
34-49750 May 21, 2004 Daniel D. Dyer
Other Release No.: IA-2241
34-49743 May 20, 2004 Michael Puorro, Walter Dorow, James C. Parrish, Geoffrey W. Gazda, Melvin L. Levine, Michael T. Reiter, Bruce Bertman, Jerry Poole, and Larry W. Kerschenbaum
33-8426 May 20, 2004 Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce, Gary L. Winn
Other Release No.: 34-49744, IA-2240
34-49741 May 20, 2004 Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato
Other Release Nos.: IA-2239, IC-26448
34-49735 May 19, 2004 John F. Turant, Jr.
Other No.: IA-2238
34-49734 May 19, 2004 James P. Farnell
33-8425 May 19, 2004 Paul Melvin Henson, Jr.
Other Release No.: AAER-2020
33-8424 May 19, 2004 Lance Turner Fair
Other Release No.: AAER-2019
IA-2237 May 19, 2004 Lee Bradford Arberg
IA-2236 May 19, 2004 Luis Giro
Note: See also the Order in this matter
33-8423 May 19, 2004 David Lerner Associates, Inc.
34-49720 May 18, 2004 Robert Cournoyer
34-49712 May 17, 2004 Larry A. Stockett
Note: See also the Order in this matter
34-49705 May 14, 2004 Cosmo Corigliano, CPA
Other Release No.: AAER-2015
34-49703 May 14, 2004 David Stetson
34-49702 May 14, 2004 Nicholas Antonelli
33-8420 May 14, 2004 Steven Ingrassia and Slava Volman
Note: See also the Order in this matter
34-49686 May 11, 2004 Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan,Aaron Sandstrom, and Derek Shapiro
34-49684 May 11, 2004 Bradley J. Schmidt, CPA
Other Release No.: AAER-2011
34-49683 May 11, 2004 Jay S. Ozer, CPA
Other Release No.: AAER-2010
34-49680 May 11, 2004 Silverado Stock Transfer, Inc. and Shannon L. Baldino
34-49678 May 11, 2004 PricewaterhouseCoopers LLP
Other Release No.: AAER-2008
34-49677 May 11, 2004 Linda J. Wachner
Other Release No.: AAER-2006
34-49676 May 11, 2004 Stanley P. Silverstein
Other Release No.: AAER-2007
34-49675 May 11, 2004 The Warnaco Group, Inc.
Other Release No.: AAER-2005
34-49672 May 10, 2004 Paul W. Mason (a/k/a Louis R. Sarpy), Kristin Luck Emery, And Laurence Mark Anderson (a/k/a Ron Laurence)
34-49657 May 5, 2004 William E. Lyons
34-49655 May 5, 2004 Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan, Aaron Sandstrom, and Derek Shapiro
34-49652 May 4, 2004 Gold Banc Corporation, Inc.
Other Release No.: AAER-1999
34-49651 May 4, 2004 John P. Borbi
Other Release No.: IA-2234
34-49647 May 3, 2004 Scott Piccininni
34-49646 May 3, 2004 Paul Tahan
34-49645 May 3, 2004 Robert D. Bewkes
Release No.: IA-2233
34-49642 Apr. 30, 2004 QuadraMed Corporation
Release No.: AAER-1998
34-49641 Apr. 30, 2004 Keith M. Roberts
Other Release No.: AAER-1997
Note: See also the Order in this matter
34-49630 Apr. 29, 2004 California Amplifier, Inc.
Other Release No.: AAER-1995
33-8416 Apr. 29, 2004 Cary R. Kahn
Other Release No.: 34-49629
Note: See also the Order in this matter
IA-2231 Apr. 29, 2004 Joseph L. Norris and Mark G. Coleman
Note: See also the Order in this matter
33-8415 Apr. 26, 2004 Dauphin County General Authority
33-8414 Apr. 26, 2004 Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury, Incorporated, Robert J. Bradbury
Other Release No.: 34-49619
Note: See also the Order in this matter
33-8413 Apr. 26, 2004 Ernst & Young LLP
Other Release Nos.: 34-49615; AAER-1991
IA-2230 Apr. 26, 2004 Nevis Capital Management, LLC, David R. Wilmerding, III, and Jon C. Baker
34-49610 Apr. 23, 2004 Raylen Parra
34-49606 Apr. 23, 2004 CDH & Affiliates, Inc. and C. David Hallman
Note: See also the Order in this matter
33-8412 Apr. 22, 2004 Ira Weiss and L. Andrew Shupe, II
Other Release No.: 34-49596
Note: See also the Order in this matter
33-8411 Apr. 22, 2004 Neshannock Township School District
Other Release No.: 34-49600
34-49589 Apr. 21, 2004 Frank D. Gruttadauria
Other Release No.: IA-2228
Note: See also the Order in this matter
34-49578 Apr. 19, 2004 Joseph Petrolino and Eric Siversen
IA-2227 Apr. 16, 2004 Michael Garian, a/k/a Melkon Gharakhanian, a/k/a Bika Balian
34-49568 Apr. 15, 2004 Michael Boston
Note: See also the Order in this matter
34-49565 Apr. 15, 2004 Kenneth W. Winger and Paul R. Humphreys
Other Release No.: AAER-1990
33-8406 Apr. 14, 2004 John Luczycki, CPA
Other Release No.: AAER-1989, 34-49561
34-49558 Apr. 13, 2004 Deborah J. Breckenridge
34-49543 Apr. 8, 2004 Paul W. Mason (a/k/a Louis R. Sarpy), Kristin Luck Emery, and Laurence M. Anderson (a/k/a Ron Laurence)
IA-2226 Apr. 8, 2004 Putnam Investment Management, LLC
Other Release No.: IC-26412
See also Release No. IA-2192
34-49541 Apr. 8, 2004 Gerber Scientific, Inc.
Other Release No.: AAER-1987
34-49526 Apr. 2, 2004 LASV Enterprises, Inc.
34-49516 Apr. 1, 2004 David T. Thomson, CPA, and David T. Thomson PC
Other Release No.: AAER-1984

http://www.sec.gov/litigation/admin/adm2q04.shtml


Modified: 02/09/2005