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Administrative Proceedings: January 2 – March 30, 1998

Release No. Date Respondents
33-7521,
34-39817,
IA-1712,
IC-23090
Mar. 30, 1998 Mitchell Hutchins Asset Management Inc.
33-7520 Mar. 27, 1998 Feeley and Willcox Asset Management Corp. and Michael J. Feeley
34-39812 Mar. 27, 1998 George J. Kolar
34-39807 Mar. 26, 1998 Jerry G. Allison
34-39801 Mar. 25, 1998 Peter F. Kuebler
33-7519 Mar. 25, 1998 Holiday Stock Transfer, Inc. and Sharon M. Owen
34-39795 Mar. 25, 1998 Thomas Anthony Calise
34-39793 Mar. 25, 1998 Thomas H. Pike
34-39792 Mar. 25, 1998 Joy Lynn Schneider Green
33-7518 Mar. 25, 1998 Sensormatic Electronics Corporation
33-7517 Mar. 23, 1998 Paul D. Blasetti
33-7515 Mar. 18, 1998 Eugene Bilotti
34-39753 Mar. 13, 1998 Scott S. Bell and Theta Group, LLC
34-39752 Mar. 13, 1998 James D. Rocco
34-39737 Mar. 10, 1998 Jerry Stone
34-39714 Mar. 4, 1998 Paul L. Nieto
34-39710 Mar. 3, 1998 Kuslima Shogen, Stanislaw Mikulski and Allen Siegel
34-39703 Feb. 27, 1998 Daniel E. Goodman
34-39702 Feb. 27, 1998 Robert Hardy
33-7510;
34-39701;
40-1702;
40-23048
Feb. 26, 1998 Monetta Financial Services, Inc., Robert S. Barcarella, William M. Valiant, Paul W. Henry and Richard D. Russo
34-39687 Feb. 20, 1998 Michael Lissack
34-39642 Feb. 11, 1998 David P. Silver
34-39629 Feb. 9, 1998 William F. Lincoln
34-39605 Feb. 2, 1998 Alexander Ruge, Bertram Slutzky, Jeffrey Szur, and Andrew Scudiero
33-7503, 34-39612 Feb. 2, 1998 County of Nevada (Calif.), City of Ione, Wasco Public Financing Authority, Virginia Horler, and William McKay
34-39601 Jan. 30, 1998 Paul G. Mount
33-7502 Jan. 30, 1998 Dean McDermott, Stephen Compos and Daniel Shaffer
33-7501, 34-39600 Jan. 30, 1998 Pacific Matrix Financial Group, Inc
33-7499 Jan. 29, 1998 Ronald W. Driol
33-7498; 34-39595 Jan. 29, 1998 Credit Suisse First Boston Corporation, Jerry L. Nowlin, and Douglas S. Montague
34-39592 Jan. 28, 1998 Paul Francis Mabry
34-39589 Jan. 28, 1998 Steven C. Wolfe, Sr.
34-39579 Jan. 26, 1998 Sheldon Kraft
34-39568 Jan. 22, 1998 August Mezzetta
33-7496 Jan. 20, 1998 Brian D. Schrauger and Questor Group, Inc.
34-39559 Jan. 20, 1998 Robert Bogutski
34-39536 Jan. 9, 1998 Cecil R. Glass III
34-39535 Jan. 9, 1998 James B. Boswell
34-39534 Jan. 9, 1998 Dyke Ferrell
34-39533 Jan. 9, 1998 Bret L. Boteler
34-39531 Jan. 9, 1998 Struthers Industries, Inc.
34-39521 Jan. 7, 1998 Richard Cannistraro
34-39522 Jan. 7, 1998 F.N. Wolf & Co., Inc.
34-39515 Jan. 2, 1998 James E. Eaton

http://www.sec.gov/litigation/admin/adm1q98.shtml


Modified: 04/05/2002