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Administrative Proceedings: January 3 — March 29, 1996

Release No.DateRespondents
34- 37043Mar. 29, 1996 The Enstar Group, Inc.
33- 7276Mar. 29, 1996BT Securities Corporation
34-37041 Mar. 29, 1996Bernard H. Levy
34-37039Mar. 28, 1996 John Dankovich and Linda Dankovich
34-37031 Mar. 27, 1996David Sims and Lewis Kurtz
34-37019 Mar. 25, 1996Becky A. Swanston
34-37018Mar. 25, 1996David F. Smith
33-7274 Mar. 15, 1996Seth R. Roberts
34-36974 Mar. 14, 1996Leroy S. Brenna
33-7273Mar. 14, 1996 Richard G. Wiwi and Oracle Partners
34-36963Mar. 13, 1996Philip Snyder
34-36962Mar. 13, 1996Pamela Woods
34-36949Mar. 11, 1996Louis R. Weiss
34- 36941Mar. 7, 1996Claudio Peter Iodice, Inc.
34-36937 Mar. 7, 1996FAIC Securities, Inc.
34-36929Mar. 6, 1996Sandra Logay
34-36928Mar. 6, 1996Robert M. Simpson
3-8967Mar. 5, 1996 John M. Goldberger and C. Kirk French
IA-1557Mar. 1, 1996 Investors Income Systems of Florida, Inc.
34-36909 Feb. 29, 1996Quest Capital Strategies, Inc. and David Chen Yu
34- 36906 Feb. 29, 1996Mitchell A. Vazquez
34-36898 Feb. 28, 1996 Greg M. Anderson and Russell G. Koch
IA-1554 Feb. 27, 1996Professional Management-St. Louis Inc. and Wayne B. Conwell
IC-21783 Feb. 27, 1996R. Marvin Mears
IC-21790 Feb. 27, 1996Morris L. Lerner
34-36893 Feb. 27, 1996Richard A. Knight
34-36886 Feb. 27, 1996Continental Capital & Equity Corp. and John R. Manion
34- 36878 Feb. 26, 1996Ralph E. McKittrick
34-36879 Feb. 23, 1996Kenneth A. Zak
34-36877 Feb. 23, 1996Diagnostek, Inc., Joseph Sanginiti and Dennis Evans
34-36873 Feb. 22, 1996Eugene Konev
34-36872 Feb. 22, 1996John S. Griffin
34-36870 Feb. 22, 1996 David Arnold, David East and Jerry Payne
IA-1553 Feb. 22, 1996 Leroy S. Brenna and Dorothy J. Brenna
34-36865 Feb. 21, 1996Candie's, Inc., Response USA, Inc., Salvatore Mazzeo and Schneck Weltzman Hashmall & Mischel
34-36855 Feb. 16, 1996American Aricraft Corporation
34- 36854 Feb. 16, 1996Patricia Ann Bellows
34-36847 Feb. 14, 1996Jon Edelman
34-36846 Feb. 14, 1996Roc C. Hatfield
34-36845 Feb. 14, 1996Westcap Securities
34- 36839 Feb. 13, 1996.Patrick J. Doherty
34-36838 Feb. 13, 1996.John L. Fauls III
34-36835 Feb. 13, 1996.Russell Ponce
34-36829 Feb. 12, 1996.James S. Small
34- 36808 Feb. 5, 1996Charles Joseph Bazarian
34-36805 Feb. 1, 1996Robert E. Lindley
34-36804 Feb. 1, 1996 Valerie Jensen
34-36803 Feb. 1, 1996Ronald A. Romito
34-36802 Feb. 1, 1996Raymond Charles Gross and James Eugene Hammonds
34-36800 Feb. 1, 1996Kerkhoff Industries, Inc., John Russell Wells and Mark J. Wells
34-36787Jan. 30, 1996.William Cho
34-36779Jan. 26, 1996Robert Vecchioni
34-36773Jan. 25, 1996The Robinson-Humphrey Company, Inc. and William L. Effinger, III
34-36768Jan. 25, 1996Joseph M. Arron
33-7261 Jan. 25, 1996Stanley Peter Kerry
33-7260Jan. 24, 1996County of Orange, California, the Orange County Flood Control District and the County of Orange, California Board of Supervisors
34-36761Jan. 24, 1996(Orange County) 21a Report
33-7259 Jan. 22, 1996Anthony J. Negus
34-36736 Jan. 18, 1996P. Michael Goodman
34-36735Jan. 18, 1996Michael J. Randy
34-36734Jan. 18, 1996George J. Conway
34- 34724Jan. 17, 1996PaineWebber Incorporated
IA-1547Jan. 16, 1996 Investors Income Systems of Florida
IA- 1546Jan. 16, 1996Joseph Edwin Giewartowski
34-36713Jan. 15, 1996Ronald Effren, Andrew S. Fink and Lee L.Engel
34- 36700Jan. 11, 1996William F. Moody, Jr.
34-36699Jan. 11, 1996American Aircraft Corporation
34-36696Jan. 9, 1996 Orlando Joseph Jett and Melvin Mullin
34-36695Jan. 9, 1996Edward A. Cerullo
34-36694Jan. 9, 1996First Fidelity Securities Group
34- 36679Jan. 4, 1996Bradford P. Gillingham
34-36678 Jan. 4, 1996Robert D. Carl, III
34-36673 Jan. 3, 1996Edmund C. Lipinski
34-36672 Jan. 3, 1996William W. Krueger
34-36670 Jan. 3, 1996Fernando Cappuccio
34-36669Jan. 3, 1996Florio Fiorini

http://www.sec.gov/litigation/admin/adm1q96.shtml


Modified: 01/04/2002