SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating to the Demutualization of the Philadelphia Stock Exchange, Inc.

(Release No. 34-48847; File No. SR-PHLX-2003-73)

  • Comments of Joseph D. Carapico, General Partner; Andrew W. Snyder, General Partner; Richard B. Feinberg, General Partner; Penn Mont Securities, December 19, 2003 (File name: srphlx200373-1.pdf)

Modified: 04/23/2004