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Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment No. 1 Thereto Relating to Agency Quotations and Access Fees

(Release No. 34-41343; File No. SR-NASD-99-16)

  • Comments of Mike Cormack, Manager, Equity Trading, American Century Investment Mgt., June 3, 1999. (File name: cormack1.htm)

  • Comments of Kenneth D. Pasternak, President and Walter F. Raquet, Chief Operating Officer, Knight Securities, Inc., June 1, 1999. (File name: pastern1.htm)

  • Comments of Steve Swanson, President, Mt. Pleasant Brokerage Services, LP, June 1, 1999. (File name: swanson1.htm)

http://www.sec.gov/rules/sro/nd9916nc.shtml


Modified: 06/15/99