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Comments on NASD Rulemaking

Notice of Filing and Order Granting Accelerated Partial Approval to Proposed Rule Change to Implement, On a Pilot Basis, New Primary Nasdaq Market Maker Standards For All Nasdaq National Market Securities and to Extend the Short Sale Rule Pilot

(Release No. 34-39819; File No. SR-NASD-98-26)

  • Comments of Lon Gorman, Charles Schwab & Co., Inc., et al., July 9, 1998. (File name: gorman2.htm)

  • Steven D. Piper, Compliance Officer, Volpe Brown Whelan & Company, LLC, San Francisco, Calif., June 30, 1998. (File name: piper1.txt)

  • Nicholas Karos, Manager, OTC Trading; Managing Director, Piper Jaffray Companies (PJC), Minneapolis, Minn., May 27, 1998. (File name: karos1.txt)

  • Benjamin A. Marsh, Managing Director, Adams, Harkness & Hill Inc., Boston, Mass., May 27, 1998. (File name: marsh1.txt)

  • Comments of Raymond J. Dorado, Director and Counsel, Credit Suisse First Boston Corporation(CSFB), April 29, 1998. (File name: dorado1.htm)

  • Comments of Edward J. Johnsen, Vice President and Assistant General Counsel, J.P. Morgan Securities Inc., April 27, 1998. (File name: johnsen2.txt)

http://www.sec.gov/rules/sro/nd9826nc.shtml


Modified: 08/10/1998