SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Representation in Arbitration and Mediation

(Release No. 34-52045; File No. SR-NASD-2005-023)


Aug. 11, 2005 Stephen C. Krosschell, Clearwater, Florida
Aug. 11, 2005 Barbara Black, Director of Research, and Jill I. Gross, Director of Advocacy, Pace Investor Rights Project, White Plains, New York
Aug. 11, 2005 Kevin P. Takacs, CCO DOMI/DFA, Dominion Investor Services, Inc.
Aug. 10, 2005 Timothy Canning, Law Offices of Timothy A. Canning, Arcata, California
Aug. 10, 2005 Montgomery G. Griffin, JD, Securities Arbitration Offices of Montgomery G. Griffin, Newport Beach, California
Aug. 10, 2005 Irwin G. Stein, Novato, California
Aug. 10, 2005 Joseph O'Donnell
Aug. 09, 2005 Rosemary Shockman, President, Public Investors Arbitration Bar Association
Aug. 09, 2005 Richard L. Sacks, Novato, California
Aug. 04, 2005 Rodney J. Heggy, Esq.
Aug. 01, 2005 Navid Yadegar, Proskauer Rose LLP, Los Angeles, California
Jul. 22, 2005 Joseph C. Korsak, Law Office of Joseph C. Korsak
Jun. 20, 2005 Albert Rapoport
Mar. 25, 2005 Marie W. Hayes
Feb. 11, 2005 Tim Canning

 

http://www.sec.gov/rules/sro/nasd/nasd2005023.shtml


Modified: 09/23/2005