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Comments on NASD Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation Date of Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2310)
(Release No. 34-50335; File No. SR-NASD-2004-136)
- Rita M. Molesworth, Chair, Committee on Futures Regulation, October 7, 2004 (File name: srnasd2004136-3.pdf)
- Ken Steben, President of the General Partner, Steben & Company, Inc., October 7, 2004 (File name: ksteben100704.pdf)
- John G. Gaine, President, Managed Funds Association, October 7, 2004 (File name: mfa100704.pdf)
- David J. Vogel, President, Citigroup Managed Futures LLC, October 7, 2004 (File name: cmf100704.pdf)
- Bruce L. Cleland, President & Chief Executive Officer, Campbell & Company, Inc., October 7, 2004 (File name: campbell100704.pdf)
- Christopher Malo, Vice President, CIS Investments, Inc., October 4, 2004 (File name: cisinv100404.pdf)
- Mark S. Stratton, President, Beacon Management Corporation, October 4, 2004 (File name: srnasd2004136-2.pdf)
- Lawrence D. Israel, President, Exchange Analytics Inc., September 24, 2004 (File name: exchangeana092404.pdf)
http://www.sec.gov/rules/sro/nasd/nasd2004136.shtml
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