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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change, Amendment No. 1, and Amendment No. 2 Thereto by the National Association of Securities Dealers, Inc. Relating to Revisions to the Uniform Application for Securities Industry Registration or Transfer (Form U-4) and Uniform Termination Notice for Securities Industry Registration (Form U-5)

[Release No. 34-47936; File No. SR-NASD-2003-57]

 

http://www.sec.gov/rules/sro/nasd/nasd200357.shtml


Modified: 10/16/2014