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File No. 4-596: International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC
We encourage the public to submit comments on the following 17d-2 Plans for Allocation of Regulatory Responsibilities during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release No. |
Date |
Details |
4-596 |
| 34-62000 |
Apr. 29, 2010 |
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC
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4-596 |
| 34-61853 |
Apr. 6, 2010 |
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC
Comments due: April 28, 2010
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http://www.sec.gov/rules/sro/17d-2/4-596.shtml
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