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Comments on Proposed Rule:
Customer Identification Programs For Broker-Dealers

[Release No. 34-46192, File No. S7-25-02]

  • Comments of Bruce M. Reaume, Principal Compliance Officer, Paradigm Equities, Inc., October 1, 2002 (File name: bmreaume1.txt)
  • Comments of Cindy D. Foster, Co-chair-FIF Service Bureau Committee, VP-Compliance, SunGard Trading Systems; Jane Young, Co-chair-FIF Service Bureau Committee, SVP, BETA Systems; W. Leo McBlain, Chairman-Financial Information Forum, VP-ADP, Brokerage Services Group, Financial Information Forum, September 27, 2002 (File name: cdfoster1.htm)
  • Comments of Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association, September 10, 2002 (File name: aesorcher1.htm)
  • Comments of William B. Langley, Executive Vice President and Chief Compliance Officer, Wachovia Corporation, September 6, 2002 (File name: wblangley1.htm)
  • Comments of Willie J. Miller, Jr., September 6, 2002 (File name: miller1.htm)
  • Comments of Susan S. Krawczyk, September 6, 2002 (File name: krawczyk1.htm)
  • Comments of W. Hardy Callcott, SVP General Counsel, Charles Schwab & Co., Inc., September 6, 2002 (File name: callcott1.htm)
  • Comments of Lane Bucklan, V.P.-Legal and Compliance, Rochdale Securities Corporation, New York, NY, July 29, 2002 (File name: lbucklan1.txt)

Modified: 09/09/2004