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Comments on Proposed Rule:
Asset-Backed Securities

[Release No. 33-8419; File No. S7-21-04]

  • Nadine Cancell, Vice President and Assistant General Counsel, The Bond Market Association, March 8, 2005 (File name: cancell030805.pdf)
     
  • Robert G. Pickel, Executive Director and CEO, International Swaps and Derivatives Association, Inc., March 8, 2005 (File name: rpickel030805.pdf)
     
  • Memorandum from from the Division of Corporation Finance regarding the European Securitization Forum and American Securitization Forum, February 23, 2005 (File name: memo022305.htm)
     
  • Gary E. Kalbaugh, Associate Director and Counsel, WestLB AG, November 23, 2004 (File name: gekalbaugh112304.htm)
     
  • Memorandum from the Division of Corporation Finance regarding a telephone conference with representatives from the American Securitization Forum, dated November 23, 2004 (File name: asf112304.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a telephone conference with representatives from the Australian Securitization Forum, dated November 23, 2004 (File name: aussf112304.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding an October 18, 2004 telephone conference with representatives from the Bond Market Association, dated November 23, 2004 (File name: bma101824.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representative of Commercial Mortgage Securities Association, dated October 7, 2004 (File name: cmsa100704.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives of the American Securitization Forum, September 29, 2004 (File name: asf092904.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives of Fidelity Investment Management & Research, September 28, 2004 (File name: fimr092804.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives of the Mortgage Bankers Association, September 23, 2004 (File name: mba092304.pdf) and Attachment
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives of the Bond Market Association, September 22, 2004 (File name: bma092204.pdf) and Attachment
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives from the Investment Company Institute, September 21, 2004 (File name: ici092104.pdf)
     
  • KPMG LLP, September 17, 2004 (File name: s72104-64.pdf)
     
  • Memorandum from the Division of Corporation Finance and Office of the Chief Accountant met with representatives fiom the American Securitization Forum, September 13, 2004 (File name: s72104-63.pdf)
     
  • Cynthia Strauss, Vice President, Director of Taxable Bond Research, Fidelity Management & Research Company, August 24, 2004 (File name: s72104-62.pdf)
     
  • Iain Barbour, Chairman, European Securitisation Forum (Commerzbank Securities); Gerwin Scharmann, Co-chair, ESF Market Standards and Practices Subcommittee (ABN AMRO); Joseph Smallman, Co-chair, ESF Market Standards and Practices Subcommittee (GMAC RFC), Scott-Christopher Rankin, Executive Director, European Securitisation Forum, August 4, 2004 (File name: esf080404.pdf)
     
  • Patrick M. Miner, CFA, Chair, Task Force on Disclosures for Asset-Backed Securities; and James C. Allen, CFA, CFA Institute Professional Standards & Advocacy; CFA Institute, July 15, 2004 (File name: cfai071504.pdf)
     
  • Vernon H.C. Wright, Chairman, American Securitization Forum, July 30, 2004 (File name: asf073004.pdf)
     
  • Robert J. Kueppers, Chair, Center for Public Company Audit Firms; and Jay P. Hartig, Chair, SEC Regulations Committee, American Institute of Certified Public Accountants, July 29, 2004 (File name: aicpa072904.pdf)
     
  • Ernst & Young LLP, July 28, 2004 (File name: ernstyoung072804.pdf)
     
  • Ruth A. Strauss, Partner, Chapman and Cutler LLP, San Francisco, California, July 27, 2004 (File name: rastrauss9004.htm)
     
  • Dixie Johnson, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, July 22, 2004 (File name: aba072204.pdf)
     
  • Allen & Overy, July 20, 2004 (File name: allenovery072004.pdf)
     
  • John A. Hupalo, Executive Vice President, The First Marblehead Corporation, July 16, 2004 (File name: jahupalo071604.pdf)
     
  • Louis Eber, Managing Director and General Counsel, UBS Securities LLC, July 16, 2004 (File name: s72104-43.pdf)
     
  • Andrew W. Alter, Managing Director and Assistant General Counse, and Myongsu Kong, Senior Vice President and Associate General Counsel; Citigroup Global Markets Inc., July 16, 2004 (File name: cgmi071604.pdf)
     
  • Sarah A. Miller, Director, Center for Securities, Trust and Investments, American Bankers Association, July 15, 2004 (File name: aba071504.pdf)
     
  • Stephen Linehan, Treasurer, Capital One Financial Corporation, July 14, 2004 (File name: linehan071404.pdf)
     
  • Frederick L. Feldkamp, Foley & Lardner LLP, July 12, 2004 (File name: foley071204.pdf)
     
  • Charles Scully, Managing Director, Metropolitan Life Insurance Company, July 12, 2004 (File name: metlife071204.pdf)
     
  • Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, July 12, 2004 (File name: fsr071204.pdf)
     
  • Suzanne C. Hutchinson, Executive Vice President, The Mortgage Insurance Companies of America, July 12, 2004 (File name: s72104-8.pdf)
     
  • Edward M. Frere, Jr., Senior Vice President, Structured Products, and Christine A. Tincher, Vice President, Master Servicing; Wells Fargo Bank, July 12, 2004 (File name: s72104-9.pdf)
     
  • Memorandum from the Office of Rulemaking, Division of Corporation Finance regarding a meeting with representatives from Wells Fargo Bank, July 12, 2004 (File name: s72104-10.pdf)
     
  • J. Lance Franke, Senior Vice President, Corporate Finance, Sallie Mae, Inc.; and Jeffrey R. Noordhoek, Executive Vice President, Capital Markets, Nelnet, Inc.; July 12, 2004 (File name: s72104-13.pdf)
     
  • Amy B. R. Lancellotta, Senior Counsel, Investment Company Institute, July 12, 2004 (File name: s72104-14.pdf)
     
  • Brian M. Clarkson, Executive Vice President, Moody’s Investors Service, July 12, 2004 (File name: clarkson071204.pdf)
     
  • Bianca A. Russo, Managing Director and Associate General Counsel, and James Y. Lee, Vice President and Assistant General Counsel, J.P. Morgan Chase & Co., July 12, 2004 (File name: russo071204.pdf)
     
  • Daniel W. Stachel, CFA, Principal and Department Head, Short Term Credit Research, State Street Global Advisors, July 12, 2004 (File name: stachel071204.pdf)
     
  • Stuart Fuller, Australian Securitisation Forum, July 12, 2004 (File name: fuller071204.pdf)
     
  • Jonathan L. Kempner, President and Chief Executive Officer, The Mortgage Bankers Association, July 12, 2004 (File name: kempner071204.pdf)
     
  • Richard M. Leisner, Trenam Kemker, July 12, 2004 (File name: leisner071204.pdf)
     
  • Robert McKew, Senior Vice President and General Counsel, American Financial Services Association, July 12, 2004 (File name: mckew071204.pdf)
     
  • American Honda Finance Corporation, DaimlerChrysler Services North America LLC, Ford Motor Credit Company, General Motors Acceptance Corporation, Navistar Financial Corporation, July 12, 2004 (File name: nomura071204.pdf)
     
  • PricewaterhouseCoopers LLP, July 12, 2004 (File name: pricewaterhouse071204.pdf)
     
  • Dottie Cunningham, Chief Executive Officer, The Commercial Mortgage Securities Association, July 12, 2004 (File name: cmsa071204.pdf)
     
  • Vernon H.C. Wright, Chief Financial Officer, MBNA Corporation, July 12, 2004 (File name: wright071204.pdf)
     
  • Gerald V. Vitkauskas, President, AIG Credit Corp., July 12, 2004 (File name: vitkauskas071204.pdf)
     
  • Vernon H.C. Wright, Chairman, American Securitization Forum, July 12, 2004 (File name: vhcwright071204.pdf)
     
  • John Stillo, Vice President and Chief Financial Officer, Toyota Motor Credit Corporation, July 12, 2004 (File name: stillo071204.pdf)
     
  • Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute, July 12, 2004 (File name: lancellotta071204.pdf)
     
  • Andrew E. Katz, Mitchell Silberberg & Knupp LLP, July 12, 2004 (File name: katz071204.pdf)
     
  • James E. Myers, Waltham, Massachusetts, July 12, 2004 (File name: jemyers2823.htm)
     
  • N. Adele Hogan, Chair of the Committee on Financial Reporting, and Matthew Mallow, Chair of the Committee on Securities Regulation; Association of the Bar of the City of New York, July 12, 2004 (File name: hogan071204.pdf)
     
  • J. Lance Franke, Senior Vice President, Corporate Finance, Sallie Mae, Inc. and Jeffrey Noordhoek, Executive Vice President, Capital Markets, Nelnet, Inc., July 12, 2004 (File name: franke071204.pdf)
     
  • Jones Day, July 12, 2004 (File name: day071204.pdf)
     
  • Nadine Cancell, Vice President and Assistant General Counsel, Bond Market Association and John L. Fearey Chair, MBS/ABS Legal Advisory Committee, July 12, 2004 (File name: cancell071204.pdf)
     
  • Dewey Ballantine LLP, July 12, 2004 (File name: ballantine071204.pdf)
     
  • Robert J. Ahrenholz, Kutak Rock LLP, July 12, 2004 (File name: ahrenholz071204.pdf)
     
  • William C. Caccamise, Jr., Deputy General Counsel, Bank of America Corporation, July 12, 2004 (File name: caccamise071204.pdf)
     
  • Bruce E. Stern, Chairman, AFGI Government Affairs Committee, General Counsel, Financial Security Assurance Inc., July 9, 2004 (File name: stern070904.pdf)
     
  • Michael J. Tarpley, Senior Counsel, Capital Markets, Citigroup Inc., July 9, 2004 (File name: tarpley070904.pdf)
     
  • Diane Thormodsgard, President of Corporate Trust Services, U.S. Bank National Association, July 9, 2004 (File name: thormodsgard070904.pdf)
     
  • Steve Walls, July 8, 2004 (File name: swalls070804.htm)
     
  • Frank G. Zarb, Jr., on behalf of the Securities Law Committee of the American Society of Corporate Secretaries, July 8, 2004 (File name: zarb070804.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a meeting with representatives from Fidelity Investments, June 9, 2004 (File name: fidelity060904.pdf)
     
  • George P. Miller, Senior Vice President and Deputy General Counsel, The Bond Market Association, April 23, 2002 (File name: s72104-6.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a March 23, 2004 meeting with representatives from the Bond Market Association, dated May 4, 2004 (File name: bondmarket032304.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a March 19, 2004 conference call with representatives from American Bar Association, dated May 4, 2004 (File name: aba031904.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a March 19, 2004 conference call with representatives from the American Bankers Association, dated May 4, 2004 (File name: amba031904.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a March 16, 2004 meeting with representatives from American Securitization Forum, dated May 4, 2004 (File name: asf031604.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a February 18, 2004 conference call with representatives from Association for Investment Management and Research, dated May 4, 2004 (File name: aimr021804.pdf)
     
  • Memorandum from the Division of Corporation Finance regarding a December 2, 2003 meeting with representatives from the Bond Market Association, dated May 4, 2004 (File name: bma120203.pdf)
     
  • Michel de Konkoly Thege, Vice President and Associate General Counsel, The Bond Market Association, December 4, 2001 (File name: s72104-5.pdf)
     
  • Consumer Mortgage Coalition, Mortage Bankers Association of America, February 18, 1997 (File name: s72104-4.pdf)
     
  • Lawrence E. Thomas, Vice-Chairman, PSA Mortgage and Asset-Backed Securities Division; Thomas K. Guba, Chairman, PSA Mortgage and Asset-Backed Securities Division, The Bond Market Trade Association, November 5, 1996 (File name: s72104-3.pdf)
     
  • Alexander C. Gavis, Assistant Counsel, The Investment Company Institute, October 29, 1996 (File name: s72104-2.pdf)
     
  • Alan F. Bembenek, CFA, Chair, and Michael S. Caccese, Esq., Senior Vice President, General Counsel and Secretary; Association for Investment Management and Research, September 30, 1996 (File name: s72104-1.pdf)
     

http://www.sec.gov/rules/proposed/s72104.shtml


Modified: 10/16/2014