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Comments on Proposed Rule:
Confirmation Requirements for Transactions of Security Futures Products Effected in Futures Accounts

[Release No. 34-46014; File No. S7-19-02]

  • Comments of Jonathan Barton, Chairman-FIA/SIA Steering Committee on Security Futures, Futures Industry Association and Securities Industry Association, July 24, 2002 (File name: jbarton1.htm)
  • Comments of Thomas W. Sexton, Vice President and General Counsel, National Futures Association, July 10, 2002 (File name: tsexton.htm)

Modified: 07/07/2003