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Comments on Proposed Rule:
Proposed Amendments to Investment Company Advertising Rule

[Release Nos. 33-8101; 34-45953; IC-25575; File No. S7-17-02]

  • Memorandum from Christopher Kaiser, Senior Counsel, Division of Investment Management regarding a telephone conversation with The Dreyfus Corporation dated April 3, 2003 (File name: dreyfus040303.htm)
     
  • Comments of David G. Tittsworth, Executive Director, Investment Counsel Association of America, September 12, 2002 (File name: dgtittsworth1.htm)
     
  • Memorandum from Keith E. Carpenter, Senior Special Counsel, Division of Investment Management regarding a telephone conversations with The Vanguard Group dated August 5, 2003 (File name: s71702-43.pdf)
     
  • Comments of Stanley Keller, Chair, Committee on Federal Regulation Of Securities; Diane E. Ambler, Chair, Subcommittee on Investment Companies and Investment Advisers; Jay G. Baris, Vice-Chair, Subcommittee on Investment Companies and Investment Advisers, Business Law Section, American Bar Association, July 31, 2002 (File name: skeller1.htm)
     
  • Comments of David A. Forman, Senior Legal Counsel, Fidelity Investments, July 31, 2002 (File name: daforman1.htm)
     
  • Comments of Heather Harker, Esq., Vice President, Associate General Counsel and Assistant Secretary, GE Life and Annuity Assurance Company and GE Capital Life Assurance Company of New York, July 31, 2002 (File name: hharker1.htm)
     
  • Comments of John W. Gerstmayr, Ropes & Gray, Boston, MA, July 31, 2002 (File name: jwgerstmayr.htm)
     
  • Comments of BenefitsCorp Equities, Inc., July 31, 2002 (File name: benefitscorp1.txt)
     
  • Comments of Sandra Burke, Vice President and Associate General Counsel, Charles Schwab & Co., Inc., July 31, 2002 (File name: sburke1.htm)
     
  • Comments of Deborah A. Lamb, Chair, U.S. Advocacy Committee; Linda L. Rittenhouse, AIMR Advocacy Committee, Association for Investment Management and Research, July 31, 2002 (File name: dalamb1.htm)
     
  • Comments of Heidi Stam, Principal, Securities Regulation, Vanguard Group, July 31, 2002 (File name: hstam1.htm)
     
  • Comments of Karen L. Barr, General Counsel, Investment Counsel Association of America, July 31, 2002 (File name: klbarr1.htm)
     
  • Comments of Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute, July 31, 2002 (File name: abrlancellotta1.htm)
     
  • Comments of Gerald T. Lins, Chairman, Investment Company Committee; Paul S. Gottlieb, Chairman, Investment Adviser Committee, Securities Industry Association, July 31, 2002 (File name: gtlins1.htm)
     
  • Comments of David M. Butowsky, Mayer, Brown, Rowe & Maw, New York, NY, July 29, 2002 (File name: dmbutowsky1.txt)
     
  • Comments of John E. Baumgardner, Jr., Chair, Committee on Investment Management Regulation of the Association of the Bar of the City of New York, July 26, 2002 (File name: jebaumgardner1.htm)
     
  • Comments of William Carroll, June 19, 2002 (File name: carroll1.txt)
     
  • Comments of James D. Grassi, June 18, 2002 (File name: jdgrassi1.txt)
     
  • Comments of Professor Stephen Calkins, Wayne State University Law School, Detroit, MI, June 12, 2002 (File name: scalkins1.txt)
     
  • Comments of Jeff Goodall, May 15, 2002 (File name: jgoodall1.txt)
     



http://www.sec.gov/rules/proposed/s71702.shtml


Modified: 10/16/2014