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Comments on NASDAQ OMX PHLX LLC (Phlx)Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Customer Rebate

(Release No. 34-70866; File No. SR-Phlx-2013-113)


Submitted Comments

(Click here for meetings with SEC officials)
Jan. 24, 2014 Motion for Oral Argument submitted by NASDAQ OMX PHLX LLC
Jan. 24, 2014 Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland
Dec. 20, 2013 Angelo Evangelou, Associate General Counsel, CBOE, Chicago, Illinois
Dec. 20, 2013 Michael J. Simon, General Counsel, International Securities Exchange LLC, New York, New York
Dec. 18, 2013 John Nagel, Esq., Managing Director and General Counsel, Citadel Securities, Chicago, Illinois
Nov. 27, 2013 Brian O'Neill, Vice President and Senior Counsel, Miami International Securities Exchange, LLC
Nov. 12, 2013 William O'Brien, Chief Executive Officer, Direct Edge Holdings LLC
Nov. 11, 2013 Michael J. Simon, General Counsel, International Securities Exchange LLC, New York, New York

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jan. 30, 2014 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a January 30, 2014, meeting with representatives of NASDAQ OMX

 

http://www.sec.gov/comments/sr-phlx-2013-113/phlx2013113.shtml

Modified: 03/13/2014