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Comments on PHLX Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee

(Release No. 34-61133; File No. SR-Phlx-2009-100)


Jan. 12, 2010 Peter Bottini, EVP Trading and Customer Service, and Hillary Victor, Associate General Counsel, optionsXpress, Inc., Chicago, Illinois
Jan. 6, 2010 Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., thinkorswim Group Inc.
Jan. 5, 2010 Patrick J. Fay, Senior Vice President, Member and Regulatory Services, Chicago Board Options Exchange, Chicago, Illinois

 

 

 

 

 

 

http://www.sec.gov/comments/sr-phlx-2009-32/phlx200932.shtml

Modified: 10/16/2014