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Comments on OCC Rulemaking
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options
(Release No. 34-66090; File No. SR-OCC-2011-19)
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| Mar. 2, 2012 | James E. Brown, Executive Vice President and General Counsel, Options Clearing Corporation |
| Jan. 31, 2012 | Gary L. Goldsholle, Vice President and Associate General Counsel, Regulatory Group, Financial Industry Regulatory Authority, Inc. |
| Jan. 30, 2012 | Alessandro Cocco, Managing Director, J.P. Morgan |
| Jan. 30, 2012 | Miller Blew, President, Safe Haven Advisors, LLC, Weston, Massachusetts |
Meetings with SEC Officials
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| Feb. 22, 2012 | Memorandum from the Division of Trading and Markets regarding a February 22, 2012, meeting with representatives of FINRA |
| Feb. 7, 2012 | Memorandum from the Division of Trading and Markets regarding a February 7, 2012, meeting with representatives of FINRA |
| Feb. 1, 2012 | Memorandum from the Division of Trading and Markets regarding a February 1, 2012, meeting with representatives of FINRA |
| Feb. 1, 2012 | Memorandum from the Division of Trading and Markets regarding a February 1, 2012, meeting with a representative of J.P. Morgan |
http://www.sec.gov/comments/sr-occ-2011-19/occ201119.shtml
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