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Comments on NYSE MKT LLC Rulemaking

Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY

[Release No. 34-74677; File No. SR-NYSEMKT-2015-23]


Jun. 30, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE
May 5, 2015 Peter D. Selman, Managing Director, Goldman Sachs & Co., New York, New York

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nysemkt-2015-23/nysemkt201523.shtml

Modified: 07/02/2015