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Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
[Release No. 34-66966; File No. SR-NYSEArca-2012-37]
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| Aug. 16, 2012 | Andrew Stevens, Legal Counsel, IMC Chicago, LLC d/b/a IMC Financial Markets |
| Aug. 16, 2012 | Ari Burstein, Senior Counsel, Investment Company Institute, Washington, District of Columbia |
| Aug. 16, 2012 | F. William McNabb, Chairman and Chief Executive Officer, Vanguard |
| Aug. 16, 2012 | James E. Ross, Global Head, SPDR Exchange Traded Funds, State Street Global Advisors |
| Aug. 15, 2012 | Stanislav Dolgopolov, Assistant Adjunct Professor, UCLA School of Law, Los Angeles, California |
| Aug. 14, 2012 | Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Euronext |
| Jul. 11, 2012 | Joseph Cavatoni, Managing Director, and Joanne Medero, Managing Director, BlackRock, Inc. |
| Jun. 27, 2012 | John T. Hyland, CFA, Chief Investment Officer, United States Commodity Funds LLC, Alameda, California |
| Jun. 7, 2012 | Ari Burstein, Senior Counsel, Investment Company Institute |
| Jun. 7, 2012 | Gus Sauter, Managing Director and Chief Investment Officer, Vanguard |
Meetings with SEC Officials
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| Jun. 29, 2012 | Memorandum from the Division of Trading and Markets regarding a June 27, 2012, meeting with representatives of various ETF Companies |
http://www.sec.gov/comments/sr-nysearca-2012-37/nysearca201237.shtml
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