SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1

[Release No. 34-68006; File No. SR-NYSEArca-2012-105]


Jan. 10, 2013 Janet McGinness, EVP & Corporate Secretary, General Counsel, NYSE Markets, NYSE Euronext
Nov. 1, 2012 Jeff Mahoney, General Counsel, Council of Institutional Investors

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nysearca-2012-105/nysearca2012105.shtml

Modified: 10/16/2014