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Comments on NYSE Rulemaking
Order Granting Partial Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Expanding the Penny Pilot Program
(Release No. 61061; File No. SR-NYSEArca-2009-44)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services In Order to Revise Certain Transaction Fees
(Release No. 34-59944; File No. SR-NYSEArca-2009-44)
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Oct. 19, 2009 | John A. McCarthy, General Counsel, Global Electronic Trading Company |
Oct. 15, 2009 | Edward J. Joyce, President and Chief Operating Officer, CBOE, Chicago, Illinois |
Oct. 1, 2009 | Memorandum from the Office of Commissioner Aguilar regarding a July 24, 2009, meeting with representatives of GETCO LLC |
Aug. 28, 2009 | Jeromee Johnson, VP Market Development, BATS Exchange, Lenexa, Kansas |
Aug. 18, 2009 | Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, NYSE Arca Inc. |
Jun. 30, 2009 | John Ingrilli, Gerard Satur, and Karen Wendell, Managing Directors, UBS Securities LLC |
Jun. 23, 2009 | Michael J. Simon, Secretary and General Counsel, International Securities Exchange LLC, New York, New York |
Jun. 17, 2009 | Anthony J. Saliba, Chief Executive Officer, LiquidPoint LLC |
Jun. 17, 2009 | Thomas F. Price, Managing Director, SIFMA, New York, New York |
Jun. 17, 2009 | Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc. |
Jun. 12, 2009 | Edward J. Joyce, President and Chief Operating Officer, CBOE, Chicago, Illinois |
Jun. 12, 2009 | Thomas Wittman, Vice President, NASDAQ OMX Group, Inc., Rockville, Maryland |
Jun. 10, 2009 | Stephen Schuler and Daniel Tierney, Managing Members, Global Electronic Trading Company |
http://www.sec.gov/comments/sr-nysearca-2009-44/nysearca200944.shtml
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