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Comments on NYSEAmex Rulemaking

Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C to Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More

[Release No. 34-62127; File No. SR-NYSEAmex-2010-46]




Aug. 20, 2010 Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX
Aug. 16, 2010 Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq
Jul. 28, 2010 Memorandum from the Office of Commissioner Paredes regarding a July 28, 2010, meeting with representatives of Instinet, LLC and Promontory Financial Group, LLC
Jul. 19, 2010 Memorandum from the Office of Commissioner Paredes regarding a July 19, 2010, meeting with representatives of Bank of America
Jul. 19, 2010 Memorandum from the Office of Commissioner Walter regarding a June 30, 2010, meeting with representatives of the Managed Funds Association
Jul. 9, 2010 Memorandum from the Office of Commissioner Paredes regarding a July 8, 2010, meeting with representatives of Headlands Technologies
Jul. 9, 2010 Memorandum from the Office of Commissioner Paredes regarding a June 30, 2010, meeting with representatives of the Managed Funds Association
Jun. 21, 2010 Memorandum from the Office of Commissioner Paredes regarding a June 16, 2010, meeting with representatives of Knight Capital Group Inc.
Jun. 10, 2010 Memorandum from the Office of Commissioner Paredes regarding a June 10, 2010, meeting with representatives of NYSE Euronext
Jun. 9, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a June 9, 2010, meeting with representatives of Direct Edge
Jun. 9, 2010 John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Jun. 9, 2010 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Jun. 8, 2010 Janet M. Kissane, SVP, Legal & Corporate Secretary, NYSE Euronext
Jun. 8, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 4, 2010, telephone call with a representative of Accenture plc
Jun. 8, 2010 Liam Connell, Allston Trading, LLC; Richard B. Gorelick, RGM Advisors, LLC; Adam Nunes, Hudson River Trading LLC; and Cameron Smith, Quantlab Financial, LLC
Jun. 4, 2010 Jon Robson, Global Head, Enterprise Division, Thomson Reuters
Jun. 4, 2010 Daniel Mathisson, Manager Director, Credit Suisse Securities (USA) LLC
Jun. 4, 2010 Leonard J. Amoruso, General Counsel, Knight Capital Group, Inc.
Jun. 3, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Jun. 3, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Jun. 3, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a June 1, 2010, telephone call with a representative of Accenture
Jun. 3, 2010 Julie Sweet, Accenture plc
Jun. 3, 2010 George U. Sauter, Managing Director and Chief Investment Officer, The Vanguard Group, Inc.
Jun. 3, 2010 Christopher Nagy, Managing Director, Order Routing Strategy, TD Ameritrade
Jun. 2, 2010 Ira P. Shapiro, Managing Director, BlackRock, Inc., San Francisco, California
Jun. 2, 2010 Hal McIntyre, Managing Partner, The Summit Group, New York, New York
May 31, 2010 Patrick J. Healy, CEO, Issuer Advisory Group, LLC
May 28, 2010 Melissa L. Bean, U.S. House of Representatives
May 27, 2010 Judith Kittinger
May 26, 2010 Larry Harris, Fred V. Keenan Chair in Finance, USC Marshall School of Business, Los Angeles, California
May 25, 2010 James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University
May 20, 2010 Paul Rogers
May 20, 2010 Peter Skopp, President, Molinete Trading Inc.
May 19, 2010 Cliff Pereira
May 13, 2010 James K. Rutledge
May 13, 2010 Thomas Hofler Ph.D.
May 11, 2010 Rep. Edward J. Markey, U.S. House of Representatives
May 10, 2010 Sen. Charles E. Schumer, U.S. Senate

 

http://www.sec.gov/comments/sr-nyseamex-2010-46/nyseamex201046.shtml

Modified: 10/16/2014