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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Establishing Rules to Comply with the Requirements of the Plan to Implement a Tick Size Pilot Plan Submitted to the Commission pursuant to Rule 608 of Regulation NMS under the Act

[Release No. 34-76229; File No. SR-NYSE-2015-46]


Submitted Comments

Apr. 25, 2016 Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange
Feb. 18, 2016 Mary Lou Von Kaenel, Managing Director, Financial Information Forum
Jan. 15, 2016 Brendon J. Weiss, Co-Head, Government Affairs, Intercontinental Exchange, Inc., and John K. Kerin, CEO, Chicago Stock Exchange, Inc.
Dec. 18, 2015 Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Nov. 5, 2015 Mary Lou Von Kaenel, Managing Director, Financial Information Forum


Meetings with SEC Officials

Dec. 4, 2015 Memorandum from the Office of the Chair regarding a December 4, 2015, meeting with representatives of The NASDAQ Stock Market LLC
Nov. 30, 2015 Memorandum from the Office of the Chair regarding a November 24, 2015, meeting with representatives of Intercontinental Exchange (ICE)

 

http://www.sec.gov/comments/sr-nyse-2015-46/nyse201546.shtml

Modified: 04/27/2016