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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules to Facilitate the Reintegration of Certain Regulatory Functions from Financial Industry Regulatory Authority, Inc.

[Release No. 34-75721; File No. SR-NYSE-2015-35]


Nov. 10, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Oct. 29, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Oct. 9, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Oct. 6, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE
Aug. 17, 2015 Martha Redding, Senior Counsel, Assistant Secretary, NYSE

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nyse-2015-35/nyse201535.shtml

Modified: 11/10/2015