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Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules to Facilitate the Reintegration of Certain Regulatory Functions from Financial Industry Regulatory Authority, Inc.
[Release No. 34-75721; File No. SR-NYSE-2015-35]
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Nov. 10, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, NYSE |
Oct. 29, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, NYSE |
Oct. 9, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, NYSE |
Oct. 6, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, NYSE |
Aug. 17, 2015 | Martha Redding, Senior Counsel, Assistant Secretary, NYSE |
http://www.sec.gov/comments/sr-nyse-2015-35/nyse201535.shtml
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