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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person to Exclude Foreign Affiliates, Creating a New Definition of "Foreign Securities Affiliate," Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

(Release No. 34-64988; File No. SR-NYSE-2011-36)


Aug. 31, 2011 John W. Curtis, Managing Director , General Counsel Global Compliance, Goldman, Sachs & Co.

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nyse-2011-36/nyse201136.shtml

Modified: 10/16/2014