SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo that Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules

(Release No. 34-58979; File No. SR-NYSE-2008-116)


Dec. 19, 2008 Richard T. Chase, RBC Capital Markets Corporation
Dec. 17, 2008 Joan C. Conley, Senior Vice President and Coporate Secretary, The NASDAQ OMX Group, Inc., New York, New York

 

http://www.sec.gov/comments/sr-nyse-2008-116/nyse2008116.shtml

Modified: 10/16/2014