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Comments on NYSE Rulemaking

Notice of Filing of a Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T

(Release No. 34-54713; File No. SR-NYSE-2006-98)


Feb. 9, 2007 Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Dec. 18, 2006 Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Dec. 18, 2006 Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Dec. 5, 2006 Frank Lipari, President and Andrew W. Strobel, Chief Compliance Officer, Lipari Partners Inc., New York, New York
Nov. 2, 2006 Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado

 

 

 

 

http://www.sec.gov/comments/sr-nyse-2006-98/nyse200698.shtml

Modified: 10/16/2014