SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Rules 601, 607, 612 and 629 Relating to Single Arbitrators for Claims not Exceeding $200,000

(Release No. 34-54982; File No. SR-NYSE-2006-61)

Jan. 23, 2007 Edward Turan, Chairperson, Arbitration and Litigation Committee, Securities Industry and Financial Markets Association (SIFMA)
Jan. 19, 2007 Barbara Black, Director, Corporate Law Center, University of Cincinnati College of Law, and Jill I. Gross, Director, Pace Investor Rights Project, Pace University School of Law



Modified: 01/30/2007