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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 to Provide Floor Brokers With the Ability to Enter Discretionary Instructions and/or Pegging Instructions with respect to Floor Broker Agency Interest Files (e-Quotes)

(Release No. 34-54150; File No. SR-NYSE-2006-36)


Oct. 11, 2006 George Rutherfurd, Consultant, Chicago, Illinois
Oct. 3, 2006 Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Sep. 21, 2006 George Rutherfurd, Consultant, Chicago, Illinois
Sep. 13, 2006 Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Aug. 18, 2006 Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Aug. 11, 2006 Warren Meyers, President, Independent Broker Action Committee, New York, New York
Aug. 3, 2006 George Rutherfurd, Consultant, Chicago, Illinois
Jun. 22, 2006 George Rutherfurd, Consultant, Chicago, Illinois

 

http://www.sec.gov/comments/sr-nyse-2006-36/nyse200636.shtml

Modified: 10/16/2014