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Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NYSE Rule 619 to Clarify That Failure to Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent with Just and Equitable Principles of Trade

(Release No. 34-53599; File No. SR-NYSE-2005-18)


Apr. 27, 2006 David Plimpton, Plimpton & Esposito, Cape Elizabeth, Maine
Apr. 25, 2006 Robert S. Banks, Jr., Public Investors Arbitration Bar Association, Portland, Oregon
Apr. 23, 2006 A. Daniel Woska, Esquire, Edmond, Oklahoma
Apr. 20, 2005 Les Greenberg, Culver City, California
Apr. 11, 2006 Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York

 

http://www.sec.gov/comments/sr-nyse-2005-18/nyse200518.shtml


Modified: 05/01/2006