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Comments on NSCC Rulemaking

Notice of Filing of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Memberís Clearing Fund Requirement to Excess Regulatory Capital Ratio

(Release No. 34-52761; File Nos. SR-NSCC-2006-03, SR-FICC-2006-03)


Aug. 9, 2006 Peter J. Chepucavage, General Counsel, Plexus Consulting, on behalf of the International Association of Small Broker-Dealers
Jul. 28, 2006 Cheryl T. Lambert, Managing Director, Risk Management, Depository Trust & Clearing Corporation
Jun. 1, 2006 Gregg A. Teeter, Howrey LLP, Salt Lake City, Utah
May 19, 2006 International Association of Small Broker-Dealers and Advisers
May 18, 2006 Thomas Patterson, Chief Executive Officer, LaBranche Financial Services, Inc. and Kathleen M. Toner, Esq.,Chief Regulatory Officer, LaBranche & Co Inc.
May 15, 2006 Richard Gill, Senior Vice President and Donald S. Galante, Senior Vice President, Man Securities Inc.
May 5, 2006 Jim Nardone

 

 

http://www.sec.gov/comments/sr-nscc-2006-03/nscc200603.shtml

Modified: 09/15/2006