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Comments on NSCC Rulemaking
Notice of Filing of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member’s Clearing Fund Requirement to Excess Regulatory Capital Ratio
(Release No. 34-52761; File Nos. SR-NSCC-2006-03, SR-FICC-2006-03)
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| Aug. 9, 2006 |
Peter J. Chepucavage, General Counsel, Plexus Consulting, on behalf of the International Association of Small Broker-Dealers |
| Jul. 28, 2006 |
Cheryl T. Lambert, Managing Director, Risk Management, Depository Trust & Clearing Corporation |
| Jun. 1, 2006 |
Gregg A. Teeter, Howrey LLP, Salt Lake City, Utah |
| May 19, 2006 |
International Association of Small Broker-Dealers and Advisers |
| May 18, 2006 |
Thomas Patterson, Chief Executive Officer, LaBranche Financial Services, Inc. and Kathleen M. Toner, Esq.,Chief Regulatory Officer, LaBranche & Co Inc. |
| May 15, 2006 |
Richard Gill, Senior Vice President and Donald S. Galante, Senior Vice President, Man Securities Inc. |
| May 5, 2006 |
Jim Nardone |
http://www.sec.gov/comments/sr-nscc-2006-03/nscc200603.shtml
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