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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Require that Listed Companies Have an Internal Audit Function

(Release No. 34-69030; File No. SR-NASDAQ-2013-032)


May 28, 2013 Robert C. Kirk
May 20, 2013 Neil Lerner, Vice President, Finance, Psychemedics Corporation
May 13, 2013 Paul Nester, Treasurer and CFO, RGC Resources, Inc.
May 10, 2013 Todd DeZoort, Ph.D., CFE, Professor of Accounting and Professional Advisory Board Fellow, The University of Alabama, and Dana Hermanson, Ph.D., Dinos Eminent Scholar Chair of Private Enterprise, Director of Research, Corporate Governance Center, Kennesaw State University
Apr. 17, 2013 Barbara Russell, CFO and Treasurer, TOR Minerals International
Apr. 10, 2013 Matthew C. Wolsfeld, CFO, NTIC (NASDAQ), Circle Pines, Minnesota
Apr. 6, 2013 Ramy R. Taraboulsi, P.Eng., M.Sc., MBA, CFA, Chairman and CEO, SyncBASE Inc., Toronto, Canada
Apr. 3, 2013 Michael G. Zybala, San Diego, California
Mar. 29, 2013 Sharon Barbari, EVP Finance and CFO, Cytokinetics, Inc.
Mar. 29, 2013 Julia Reigel, Wilson Sonsini Goodrich & Rosati
Mar. 29, 2013 Elizabeth L. Hougen, Chief Financial Officer, Isis Pharmaceuticals, Inc., Carlsbad, California
Mar. 29, 2013 Michael McConnell, CFO, Digimarc Corporation
Mar. 29, 2013 Grant Thornton LLP
Mar. 29, 2013 Joseph D. Hill, CFO, Metabolix, Inc., Cambridge, Massachusetts
Mar. 29, 2013 Paul R. Oldham, CFO, VP Finance Administration, Electro Scientific Industries, Portland, Oregon
Mar. 29, 2013 Kenneth Bertsch, President & CEO, Society of Corporate Secretaries & Governance Professionals, New York, New York
Mar. 29, 2013 Charles Fairchild, Controller and CAO, Cray Inc., Seattle, Washington
Mar. 28, 2013 Richard Chambers, President and Chief Executive Officer, The Institute of Internal Auditors
Mar. 28, 2013 Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia
Mar. 28, 2013 Robert D. Shallish, Jr, Executive Vice President, Finance, and CFO, CONMED Corporation, Utica, New York
Mar. 28, 2013 Mary Kay Fenton, SVP & CFO, Achillion Pharmaceuticals, Inc., New Haven, Connecticut
Mar. 28, 2013 Alan F. Eisenberg, Executive Vice President, Emerging Companies and Business Development, Biotechnology Industry Organization (BIO)
Mar. 27, 2013 Jay Biskupski, CFO, Peregrine Semiconductor Corporation, San Diego, California
Mar. 27, 2013 Vickie Reed, Sr. Director and Controller, Zogenix, Inc., San Diego, California
Mar. 27, 2013 Don Tracy, CFO, MGP Ingredients, Inc., Atchison, Kansas
Mar. 27, 2013 David L. Nunes, President & CEO, Pope Resources
Mar. 27, 2013 John H. Lowry, III, CFO, Perceptron, Inc.
Mar. 26, 2013 Simon J. Parker, Ellesmere Port, United Kingdom
Mar. 25, 2013 Stanley P. Wirtheim, CPA, CFO, Smartpros.Ltd, Hawthorne, New York
Mar. 21, 2013 Howard K. Kaminsky, Sport Chalet, Inc. Chief Financial Officer, La Canada, California
Mar. 20, 2013 Vernon A. LoForti, Vice President & CFO, InfoSonics Corporation, San Diego, California
Mar. 20, 2013 Roger Hawley, CEO, Zogenix, San Diego, California
Mar. 19, 2013 Gary R. Fairhead, Elk Grove Village, Illinois
Mar. 19, 2013 Jeff Andreson, Santa Clara, California
Mar. 19, 2013 Daniel P. Penberthy, CFO, Rand Capital Corporation, Buffalo, New York
Mar. 18, 2013 Ann Rhoads, MBA, CFO, Zogenix, San Diego, California
Mar. 18, 2013 Matthew Hogan
Mar. 14, 2013 Jeff A. Killian, CFO, Cascade Microtech, Inc., Beaverton, Oregon
Mar. 12, 2013 Ann Marie Kim
Mar. 11, 2013 Raymond A. Link, CFO, FEI Company, Hillsboro, Oregon
Mar. 9, 2013 Rainer Lenz, Ph.D., Frankfurt, Germany
Mar. 5, 2013 William F. Derbyshire

 

http://www.sec.gov/comments/sr-nasdaq-2013-032/nasdaq2013032.shtml

Modified: 10/16/2014