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Comments on NASDAQ Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change with Respect to INAV Pegged Orders for ETFs

[Release No. 34-68672; File No. SR-NASDAQ-2012-117]


Feb. 27, 2013 Jeffrey S. Davis, Vice President and Deputy General Counsel, NASDAQ OMX, Rockville, Maryland
Feb. 13, 2013 Dorothy Donohue, Deputy General Counsel, Investment Company Institute

 

Notice of Filing of Proposed Rule Change with Respect to INAV Pegged Orders for ETFs

[Release No. 34-68042; File No. SR-NASDAQ-2012-117]


Jan. 15, 2013 Stephen Matthews, Senior Associate General Counsel, Nasdaq OMX
Nov. 8, 2012 Dorothy Donohue, Deputy General Counsel, Investment Company Institute

 

http://www.sec.gov/comments/sr-nasdaq-2012-117/nasdaq2012117.shtml

Modified: 10/16/2014