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Comments on NASDAQ Rulemaking

Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Establish "Benchmark Orders" under NASDAQ Rule 4751(f)

(Release No. 34-67655; File No. SR-NASDAQ-2012-059)

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Submitted Comments

Dec. 17, 2012 Jeffrey S. Davis, Vice President and Deputy General Counsel, NASDAQ OMX
Oct. 5, 2012 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Aug. 27, 2012 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Aug. 16, 2012 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business, Washington, D.C.

Meetings with SEC Officials

Nov. 29, 2012 Memorandum from the Division of Trading and Markets regarding a November 27, 2012, meeting with representatives of the NASDAQ OMX Group and third-party technology provider

 

http://www.sec.gov/comments/sr-nasdaq-2012-059/nasdaq2012059.shtml

Modified: 10/16/2014