|
|
Comments on NASDAQ Rulemaking
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities
[Release No. 34-62468; File No. SR-NASDAQ-2010-074]
|
Nov. 11, 2010 | Tim Quast, Managing Director, Modern Networks IR LLC, Denver, Colorado |
Aug. 12, 2010 | Timothy S. Bennett, Esquire, Assistant General Counsel, The NASDAQ OMX Group, Inc., Rockville, Maryland |
Aug. 3, 2010 | Janet M. Kissane, Senior Vice President and Corporate Secretary, NYSE Euronext |
Jul. 21, 2010 | Jose Marques, Managing Director, Global Head of Electronic Equity Trading, Deutsche Bank Securities Inc., New York, New York |
Jul. 14, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a July 13, 2010, meeting with representatives of the Securities Traders Association |
Jul. 1, 2010 | Joe Ratterman, Chairman & Chief Executive Officer, BATS Exchange, Inc. |
Jun. 25, 2010 | Ann L. Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
http://www.sec.gov/comments/sr-nasdaq-2010-074/nasdaq2010074.shtml
|