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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to Motions to Decide Claims Before a Hearing on the Merits

(Release No. 334-54360; File No. SR-NASD-2006-088)

Nov. 15, 2007 Richard M Layne, Attorney, Portland, Oregon
Jun. 16, 2007 Richard P. Ryder, Esquire, Editor, Securities Arbitration Commentator, Maplewood, New Jersey
Dec. 12, 2006 Howard Rosenfield, Esq., Law Offices of Howard M Rosenfield, Farmington, Connecticut
Oct. 13, 2006 Stuart Meissner Esq., The Law Offices of Stuart D. Meissner LLC, New York, New York
Oct. 11, 2006 Jenice L. Malecki, Esquire
Oct. 10, 2006 John Miller, Kansas City, Missouri
Oct. 5, 2006 Michael B. Lynch, Esq., Levin Papantonio Thomas Mitchell Echsner & Proctor P.A.
Oct. 5, 2006 Jorge A. Lopez, Esquire, Coral Gables, Florida
Oct. 5, 2006 James D. Keeney, James D. Keeney, P.A.
Oct. 5, 2006 Theodore M. Davis, Esq.
Oct. 4, 2006 Frederick W. Rosenberg J.D., East Hanover, New Jersey
Oct. 4, 2006 Brian N. Smiley, Gard Smiley Bishop & Porter LLP, Atlanta, Georgia
Oct. 4, 2006 Adam S. Doner, Palm Beach Gardens, Florida
Oct. 4, 2006 Kyle M. Kulzer, Esq., Alan L. Frank Law Associates, P.C.
Oct. 4, 2006 Eliot Goldstein, Esq., Partner, Law Offices of Eliot Goldstein LLP, Cabin John, Maryland
Oct. 4, 2006 Henry Simpson, Simpson Woolley McConachie, LLP
Oct. 4, 2006 Jonathan W. Evans, Esq., Jonathan W. Evans & Associates
Oct. 4, 2006 Harry S. Miller, Burns & Levenson LLP
Oct. 4, 2006 Leonard Steiner, Steiner & Libo, Professional Corporation
Oct. 4, 2006 Herbert E. Pounds, Jr., San Antonio, Texas
Oct. 4, 2006 Robert Goehring, Attorney at Law
Oct. 4, 2006 Rob Bleecher, Esquire, Pecht & Associates, PC
Oct. 3, 2006 Sarah G. Anderson
Oct. 3, 2006 Gail E. Boliver, Boliver Law Firm, Omaha, Nebraska
Oct. 3, 2006 Jeffrey S. Kruske, Esq.
Oct. 3, 2006 Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, California
Oct. 3, 2006 Thomas C. Wagner, Van Deusen & Wagner, LLC, Cleveland, Ohio
Oct. 3, 2006 Jan Graham, Graham Law Offices, Salt Lake City, Utah
Oct. 3, 2006 Jeffrey B. Kaplan, Esq., Attorney, Miami, Florida
Oct. 3, 2006 W. Scott Greco, Greco & Greco, P.C., McLean, Virginia
Oct. 3, 2006 Steve Buchwalter, Law Offices of Steve A. Buchwalter, P.C., Encino, California
Oct. 3, 2006 Val Hornstein, Hornstein Law Offices, San Francisco, California
Oct. 3, 2006 Richard A. Lewins, Burg Simpson Eldredge Hersh & Jardine P.C., Dallas, Texas
Oct. 3, 2006 T. Michael Kennedy, P.C., Irving, Texas
Oct. 3, 2006 Michael J. Willner, Miller Faucher and Cafferty LLP, Philadlephia, Pennsylvania
Oct. 2, 2006 N. Henry Simpson, III, Simpson Woolley McConachie, L.L.P, Dallas, Texas
Sep. 30, 2006 Joseph Fogel, Fogel & Associates, Sherman Oaks, California
Sep. 29, 2006 Edward G. Turan, Chair, Arbitration and Litigation Committee, Securities Industry Association
Sep. 28, 2006 Stephen P. Meyer, Esquire, PIABA, Charleston, West Virginia
Sep. 28, 2006 Noah H. Simpson, Attorney, Dallas, Texas
Sep. 27, 2006 Dale Ledbetter, Adorno & Yoss, Fort Lauderdale, Florida
Sep. 27, 2006 Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York
Sep. 26, 2006 Cliff Palefsky, Co-Chair ADR Committee, National Employment Lawyers Association
Sep. 25, 2006 A. Daniel Woska, Woska & Hayes, LLP, Oklahoma City, Oklahoma
Sep. 25, 2006 Allan J. Fedor, Esq., Seminole, Florida
Sep. 25, 2006 Al Van Kampen, Rohde & Van Kampen PLLC , Seattle, Washington
Sep. 25, 2006 Laurence S. Schultz, Driggers Schultz and Herbst, Troy, Michigan
Sep. 25, 2006 William P. Torngren, Attorney, Sacramento, California
Sep. 25, 2006 Robert C. Port, Esq., Cohen Goldstein Port & Gottlieb, LLP, Atlanta, Georgia
Sep. 24, 2006 Scot D. Bernstein, Mather Field, California
Sep. 21, 2006 Gary Pieples, Director, Syracuse University Securities Arbitration and Consumer Clinic, Syracuse, New York
Sep. 21, 2006 Tim Canning, Law Offices of Timothy A. Canning, Arcata, California
Sep. 21, 2006 Robert S. Banks, Jr., President, Public Investors Arbitration Bar Association, Portland, Oregon
Sep. 21, 2006 Barbara Black, Director, Corporate Law Center, University of Cincinnati College of Law, and Jill I. Gross, Director, Pace Investor Rights Project, Pace University School of Law
Sep. 21, 2006 Stuart E. Finer, attorney, Utica, New York
Sep. 14, 2006 Daniel A. Ball, Esq., Partner, Ball Associates, P.C. NASD Arbitrator since 1989 and former Attorney-Advisor, Division of Corporation Finance, U.S. Securities and Exchange Commission (1986-1988)
Sep. 13, 2006 Barry D. Estell, Esquire, Attorney At Law, Mission, Kansas
Sep. 13, 2006 Philip M. Aidikoff, Partner, Aidikoff, Uhl Bakhtiari, Beverly Hills, California
Sep. 13, 2006 Joseph C. Korsak, Esq., Attorney, York, Pennsylvania
Sep. 13, 2006 Randall R. Heiner, Esquire, Salt Lake City, Utah
Sep. 8, 2006 Kevin Thomas Hoffman, Greenwich, Connecticut
Aug. 29, 2006 Seth E. Lipner, Professor of Law, Zicklin School of Business, CUNY Member, Deutsch Lipner, Garden City, NY, New York, New York
See also:   Attachment
Jul. 26, 2006 Paul R. Meyer, Attorney at Law

Modified: 11/16/2007