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Comments on NASD Rulemaking
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions to Apply to All Securities Transactions
(Release No. 34-53562; File No. SR-NASD-2006-005)
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Oct. 2, 2006 |
Stephanie M Dumont, Vice President and Associate General Counsel, NASD, Washington, District of Columbia
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May 4, 2006 |
Mary C. M. Kuan,
Vice President and Assistant General Counsel, The Bond Market Association |
Apr. 6, 2006 |
Dan Mayfield, President, Sanderlin Securities |
http://www.sec.gov/comments/sr-nasd-2006-005/nasd2006005.shtml
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