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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Expand the Scope of IM-2110-2 Relating to Trading Ahead of Customer Limit Orders to Apply to All OTC Equity Securities

(Release No. 34-54705; File No. SR-NASD-2005-146)


Dec. 29, 2006 Shane E Swanson, Director of Compliance, Automated Trading Desk, LLC, Mt. Pleasant, Saskatchewan, Canada

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2005-146/nasd2005146.shtml

Modified: 10/16/2014