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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance

[Release No. 34-70593; File No. SR-MSRB-2013-07]


Jan. 14, 2014 Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Nov. 12, 2013 David L. Cohen, Managing Director and Associate General Counsel, SIFMA, New York, New York
Nov. 1, 2013 Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2013-07/msrb201307.shtml

Modified: 10/16/2014