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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance
[Release No. 34-70593; File No. SR-MSRB-2013-07]
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Jan. 14, 2014 | Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
Nov. 12, 2013 | David L. Cohen, Managing Director and Associate General Counsel, SIFMA, New York, New York |
Nov. 1, 2013 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
http://www.sec.gov/comments/sr-msrb-2013-07/msrb201307.shtml
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