|
|
 |
Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, to Modify the Standard of Independence for Public Board Members
[Release No. 34-70004; File No. SR-MSRB-2013-06]
|
|
|
| Sep. 18, 2013 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia |
| Sep. 12, 2013 | Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors |
| Sep. 6, 2013 | Gary L. Goldsholle, General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Sep. 4, 2013 | Gerald Gold, Southfield, Michigan |
| Aug. 26, 2013 | Lisa S. Good, Executive Director, National Federation of Municipal Analysts, Pittsburgh, Pennsylvania |
| Aug. 14, 2013 | Americans for Financial Reform |
| Aug. 14, 2013 | Dustin T. McDonald, Government Finance Officers Association, Washington, District of Columbia |
| Aug. 14, 2013 | Kerry Korpi, Director of Research and Collective Bargaining, American Federation of State, County and Municipal Employees, (AFSCME) |
| Aug. 14, 2013 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Aug. 14, 2013 | Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors |
Meetings with SEC Officials
|
| Sep. 18, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform |
| Sep. 11, 2013 | Memorandum from the Division of Trading and Markets regarding an August 29, 2013, meeting with representatives of Americans for Financial Reform, American Federation of State, County and Municipal Employees, and Service Employees International Union |
http://www.sec.gov/comments/sr-msrb-2013-06/msrb201306.shtml
|
