SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, to Modify the Standard of Independence for Public Board Members

[Release No. 34-70004; File No. SR-MSRB-2013-06]


Submitted Comments

Sep. 18, 2013 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute, Washington, District of Columbia
Sep. 12, 2013 Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
Sep. 6, 2013 Gary L. Goldsholle, General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Sep. 4, 2013 Gerald Gold, Southfield, Michigan
Aug. 26, 2013 Lisa S. Good, Executive Director, National Federation of Municipal Analysts, Pittsburgh, Pennsylvania
Aug. 14, 2013 Americans for Financial Reform
Aug. 14, 2013 Dustin T. McDonald, Government Finance Officers Association, Washington, District of Columbia
Aug. 14, 2013 Kerry Korpi, Director of Research and Collective Bargaining, American Federation of State, County and Municipal Employees, (AFSCME)
Aug. 14, 2013 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Aug. 14, 2013 Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors

Meetings with SEC Officials

Sep. 18, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform
Sep. 11, 2013 Memorandum from the Division of Trading and Markets regarding an August 29, 2013, meeting with representatives of Americans for Financial Reform, American Federation of State, County and Municipal Employees, and Service Employees International Union

 

http://www.sec.gov/comments/sr-msrb-2013-06/msrb201306.shtml

Modified: 10/16/2014