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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-8, G-11 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods

[Release No. 34-69834; File No. SR-MSRB-2013-05]


Submitted Comments

Sep. 23, 2013 David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York
Sep. 6, 2013 Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Aug. 29, 2013 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, and Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association
Jul. 19, 2013 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Jul. 19, 2013 Robert J. McCarthy, Wells Fargo Advisors, St. Louis, Missouri
Jul. 19, 2013 Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
Jul. 19, 2013 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Jul. 18, 2013 David L. Cohen, Managing Director, SIFMA, New York, New York
Jul. 18, 2013 Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association

Meetings with SEC Officials

Aug. 28, 2013 Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of Jefferies and Company, Inc.
Aug. 28, 2013 Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of SIFMA

 

http://www.sec.gov/comments/sr-msrb-2013-05/msrb201305.shtml

Modified: 10/16/2014