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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-8, G-11 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods
[Release No. 34-69834; File No. SR-MSRB-2013-05]
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| Sep. 23, 2013 | David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York |
| Sep. 6, 2013 | Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Aug. 29, 2013 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, and Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association |
| Jul. 19, 2013 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Jul. 19, 2013 | Robert J. McCarthy, Wells Fargo Advisors, St. Louis, Missouri |
| Jul. 19, 2013 | Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors |
| Jul. 19, 2013 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Jul. 18, 2013 | David L. Cohen, Managing Director, SIFMA, New York, New York |
| Jul. 18, 2013 | Dustin McDonald, Director, Federal Liaison Center, Government Finance Officers Association |
Meetings with SEC Officials
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| Aug. 28, 2013 | Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of Jefferies and Company, Inc. |
| Aug. 28, 2013 | Memorandum from the Division of Trading and Markets regarding an August 27, 2013, teleconference with a representative of SIFMA |
http://www.sec.gov/comments/sr-msrb-2013-05/msrb201305.shtml
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