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Comments MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers)

[Release No. 34-61155; File No. SR-MSRB-2009-18]


Jan. 12, 2010 Steve Apfelbacher, CIPFA, President, National Association of Independent Public Finance Advisors

 

http://www.sec.gov/comments/sr-msrb-2009-18/msrb200918.shtml

Modified: 10/16/2014